On 19 July 2018, the
Plenary of the Constitutional Court found a violation of the right to protect
and improve the corporeal and spiritual existence safeguarded by Article 17
of the Constitution in the individual application lodged by Ebru Bilgin (no.
2014/7998).
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THE FACTS
[9-67] The applicant holding office as a
veterinarian in a public institution was given a written warning, by the
institution director, to pay due diligence for maintaining peace within the
institution. At a subsequent date, she was subject to disciplinary sanction,
namely reprimand, for acting in breach of the principle of team-work, breaking
peace and order at the institution and failing to behave respectfully toward
her superiors. The action for annulment brought by the applicant against the
disciplinary sanction was dismissed by the administrative court.
After the completion of the
procedures for changing her place of duty, she was then assigned to serve at
different units within the same institution. The applicant, who was asked to present
her defence submissions for being absent from work on account of her treatment,
submitted her prescription to the administration. However, it was not found
sufficient by the administration, and the institution director imposed
disciplinary sanctions on her.
Upon the letter sent by the
institution director to the relevant Ministry for assignment of the applicant
in other units of the Ministry, she was accordingly appointed to the Provincial
Directorate under the Governor’s Office. The action brought for annulment of
this decision was dismissed by the administrative court. She appealed against the
administrative court’s decision; however, her appeal was also dismissed by the
Regional Administrative Court.
In the meantime, she
submitted petitions to the Institution Directorate, the Prime Ministry
Communication Centre (BIMER) as well as to the Ministry and maintained that she
had been forced to work under inappropriate conditions, insulted and exposed to
psychological harassment by the institution director.
The report issued by the
Governor’s Office upon the applicant’s request for an investigation against the
institution director indicated that she was subjected to psychological
harassment, and accordingly the Governor’s Office granted permission for
initiating an investigation against the director.
The incumbent chief public
prosecutor’s office issued an indictment against the director and accused him
of misconduct and threatening. However, he was acquitted by the relevant
criminal court. The applicant’s action for damage was dismissed by the inferior
court. Besides, her appeal against the dismissal decision was also rejected by
the incumbent court.
V. EXAMINATION AND GROUNDS
68. The Constitutional Court,
at its session of 19 July 2018, examined the application and decided as
follows:
A. The Applicant’s
Allegations
69. The applicant maintained
that:
i. In 2012, she was unjustly
displaced, as a compulsory appointment, from the institution where she had been
appointed in 2007;
ii. During the period she
was working, she was ostracised, defamed and threatened by her workmates,
notably the director of the institution. The units she was working were
changed, and inquiries were conducted into her medical information;
iii. She was tried to be
intimidated through disciplinary penalties and warnings imposed arbitrarily;
iv. She was made subjected
to systematic and continuous psychological harassment, and therefore, her
health deteriorated;
v. The relevant
administration failed to take necessary measures so as to prevent such acts,
actions and omissions infringed her corporeal and spiritual integrity. Those
responsible went unpunished.
vi. Although the damage
caused by a public officer on account of his negligence or fault in the
exercise of public service should have been compensated for as constituting
neglect of duty, the non-pecuniary damage she had suffered was not remedied;
vii. Despite the
administrative decisions proving that she had been subjected to psychological harassment
and her applications with the relevant judicial authorities, she was not
provided with an effective redress and means of protection. She accordingly
alleged that the right to protect and improve her corporeal and spiritual existence
as well as the right to work had been violated. She requested the Court to find
a violation of the said rights as well as to award her compensation.
B. The Court’s Assessment
70. The Constitutional Court
is not bound by the legal qualification of the facts by the applicant and it
makes such assessment itself (see Tahir Canan, no. 2012/969, 18 September 2013,
§ 16). It has been considered that as the applicant’s complaints involve
allegations as to her physical and mental integrity and fall under the scope of
psychological harassment, they must be examined under Article 17 of the
Constitution, given the previous judgments rendered by the Court (see Hüdayi
Ercoşkun, no. 2013/6235, 10 March 2016, §§ 59 and 60; Sümeyye Örnek,
no. 2014/11091, 7 June 2017, § 16; and Mehmet Bayrakcı, no. 2014/8715, 5
April 2018, § 50).
71. Article 17 §§ 1 and 3 of
the Constitution, titled “Personal inviolability, corporeal and spiritual
existence of the individual”, which forms the legal basis for the Court’s
examination, reads as follows:
“Everyone has the right to life and the right to protect
and improve his/her corporeal and spiritual existence.
…
No one shall be subjected to torture or
mal-treatment; no one shall be subjected to penalties or treatment incompatible
with human dignity.”
72. Article 40 § 3 of the
Constitution, titled “Protection of fundamental rights and freedoms”,
reads as follows:
“Damages incurred to any person through unlawful acts by
public officials shall be compensated for by the State as per the law. The
state reserves the right of recourse to the official responsible.”
73. Article 125 § 7 of the
Constitution, titled “Judicial review”, reads as follows:
“The administration shall be liable to compensate for
damages resulting from its actions and acts.”
74. Article 129 § 5 of the
Constitution, titled “Duties and responsibilities, and guarantees in
disciplinary proceedings”, reads as follows:
“Compensation suits concerning damages arising from
faults committed by public servants and other public officials in the exercise
of their duties shall be filed only against the administration in accordance
with the procedure and conditions prescribed by law, as long as the
compensation is subrogated against them.”
75. In this context, it is
specified in Article 17 § 1 of the Constitution that everyone has the right to
protect and improve his/ her corporeal and spiritual existence. This right
corresponds to the right to physical and moral integrity safeguarded within the
scope of the right to respect for private life under Article 8 of the
Convention (see Sevim Akat Eşki, no. 2013/2187, 19 December 2013, § 30).
76. The previous judgments of
the Court set the principles as to the fundamental rights protected by Article
17 §§ 1 and 3 of the Constitution, as to the fact that an impugned act may fall
into the scope of Article 17 § 3 of Constitution only when it has attained a
minimum level of severity, and as to the circumstances needed to be taken into
consideration in determining this level (see Şehnaz Ayhan, no.
2013/6229, 15 April 2014, §§ 21-26; Işıl Yaykır, no. 2013/2284, 15 April
2014, §§ 31-36; Emel Leloğlu, no. 2013/3512, 17 July 2014, §§ 26-31; Hüdayi
Ercoşkun, §§ 84-88; and Hacer Kahraman, no. 2013/7935, 20 April
2016, §§ 51-56). In the light of the above-mentioned findings, it has been
considered that given the way and method in which the treatments, forming the
subject matter of the present case, had been inflicted on the applicant as well
as their physical and mental effects, the application did not attain the
minimum level of severity required to fall into the scope of Article 17 § 3 of
the Constitution. Therefore, the applicant’s complaints were examined under
Article 17 § 1 of the Constitution.
1. Admissibility
77. In its previous
judgments, the Court notes that the civil remedy for compensation is an
accessible and effective remedy offering a reasonable chance of redress for the
similar kinds of alleged violations like in the present application (see Işıl
Yaykır, § 44; Asılı Kırmızı Demirseren, no. 2013/5680, 15 April
2014, § 41; Gülşin Oral, no. 2013/6129, 16 September 2015, § 47; and Sümeyye
Örnek, § 26). In the present case, it has been observed that the applicant
brought an action for compensation which was unsuccessful; and that thereupon,
she lodged an individual application. The Court accordingly concluded that
despite the pending criminal proceedings, the available legal remedies had been
exhausted.
78. The alleged violation of
the applicant’s right to protect and improve her corporeal and spiritual existence
must be declared admissible for not being manifestly ill-founded and there
being no other grounds for its inadmissibility.
Mr. Serdar ÖZGÜLDÜR did not
agree with this conclusion.
2. Merits
a. General Principles
79. In its previous
judgments, the Court has provided explanatory assessments and set general
principles as to the scope of the negative and positive obligations incumbent
on the State, within the meaning of the protection of corporeal and spiritual existence
of the individuals who are working, under Article 17 as well as Articles 5, 12,
49 and 56 of the Constitution, as to the commitments of the States parties to
international conventions, notably the Revised European Social Charter and
those signed within the framework of the International Labour Organisation
(ILO), and as to the arrangements put into practice in this regard (see Mehmet
Bayrakcı, §§ 61-88).
80. In these assessments, the
Court has stressed that on condition of considering every present case on the
basis of its particular circumstances, there must be certain elements to acknowledge
that the acts, actions or omissions allegedly sustained by individuals at their
workplaces have attained the level of psychological harassment. In this sense,
according to the publications and reports issued by the ILO and the Ministry of
Labour and Social Security, any given treatment may be qualified as
psychological harassment in cases where:
i. As regards the workplace,
such treatments are inflicted by the directors and/or other employees at the
workplace, or such treatments are tolerated;
ii. These treatments are inflicted
repetitively on a continuous basis, involve arbitrariness, are systematic and
deliberate, and intended for intimidation and ostracism;
iii. These treatments cause
damage, or involve a serious risk, to the victim’s personality, professional
life or health (see Mehmet Bayrakcı, § 69).
81. The gravity of the
consequences resulting from such kind of treatments may vary by several factors
such as the victim’s position, duration and frequency of the impugned
treatments, the person(s) inflicting such treatments, as well as the victim’s
sex, age and health status (see Aynur Özdemir and Others, no. 2013/2453,
24 March 2016, § 79; Hacer Kahraman, § 69; and Mehmet Bayrakcı, §
70).
82. In this regard, the
positive obligations incumbent on the State, within the meaning of Article 17 §
1 of the Constitution, as regards the acts, actions or omissions posing a
threat to the individuals’ spiritual integrity and qualified as psychological harassment
by attaining an unbearable level of severity and gravity for their lives are
mainly as follows:
i. To take measures so as to
prevent any behaviours and conducts, in the form of psychological harassment,
towards employees;
ii. To establish supervision
mechanisms to effectively deal with the complaints;
iii. To ensure the
elimination of difficulties before the employees who must be granted privileges
and the provision of facilitative opportunities for them;
iv. To ensure establishment
of legal framework that would enable the redress of pecuniary and non-pecuniary
damages sustained by those who are subjected to deterrent and deliberate
conducts and to ensure the punishment of those responsible within the legal
framework if these conducts constitute an offence;
v. Ensuring that in actions
brought for compensation for the damages incurred, the victims be afforded
effective procedural safeguards whereby they could defend their rights under
fair conditions, and that the decisions rendered by the courts, in pursuit of
the safeguards inherent in fundamental rights, at the end of the proceedings
have relevant and sufficient grounds (see Mehmet Bayrakcı, § 71).
83. Lastly, as frequently
emphasised in its previous judgment, the Court is of the opinion that it is
primarily for the inferior courts to resolve the issues with respect to the
interpretation of the legislation. In ascertaining whether any given acts, actions
and omissions allegedly performed in a systematic and deliberate manner would
be qualified as psychological harassment, the inferior courts that have direct
access to the parties and evidence are undoubtedly in a better position than
the Constitutional Court to assess the particular circumstances of a given
case. Therefore, the Court’s role is confined to determining whether the relevant
rules have been interpreted in accordance with the Constitution (see Aynur
Özdemir and Others, § 81; Hacer Kahraman, § 70; and Mehmet
Bayrakcı, § 72).
b. Application of Principles
to the Present Case
84. The applicant maintained
that the director of the relevant institution had performed unlawful
disciplinary actions against her; that her defence submissions had been frequently
taken; that the units where she had been working had been changed; that she had
been threatened and defamed; that her medical information had been inquired;
that she had been ostracised and she had been displaced to another workplace as
a compulsory appointment; and that she had been subjected to psychological harassment.
She also indicated that her physical and mental health had been adversely
affected due to the acts by the director of the institution intimidating her as
well as the administration’s failure to take necessary measures.
85. The impugned treatments
inflicted on the applicant at her workplace and affecting her physical and
mental integrity must be examined under the State’s positive obligations in
line with the above-mentioned principles.
86. In the present case, it
has been observed that the report of 9 April 2012, which was issued by the
relevant Governor’s Office as a result of the preliminary inquiry conducted in
respect of Y.K., director of the institution, in consideration of the
applicant’s complaints, as well as the decision granting permission for
investigation against Y.K., which was issued on 12 April 2012 by the Governor’s
Office, include findings in support of her complaints. It is further indicated
in the decision that the applicant’s units were changed many times; that the director
of the institution was in search of her faults; that no oral communication was
held with her, and all issues were notified to her in written; that in every
case, a disciplinary investigation was instituted against her, and she was
frequently asked to submit her defence submissions; and that in cases where her
defence submissions were found inadequate, she should have been given a
penalty; however, she was once again asked to defend herself. It is further
noted that the medical reports where the applicant was diagnosed with complex
anxiety and depressive disorder were submitted to the institution in the
meanwhile; that the applicant was faced with unfavourable situations such as
taking a sick leave, and that several administrative investigations were
conducted on account thereof within the institution. In the reasoning part of
the decision, it is clearly expressed that the applicant was subjected to
psychological harassment by Y.K., director of the institution. Therefore, a
criminal case was filed against Y.K. by the Erzurum Chief Public Prosecutor’s
Office for misconduct in office and threatening.
87. Besides, at the end of
the administrative investigation initiated upon the request of the director of
the institution, the applicant whose continued performance at the same
workplace had been found inconvenient was appointed to another institution
operating under the Governor’s Office on 2 October 2012. In the action brought
for annulment of this appointment, the incumbent administrative court did not
find the change of the applicant’s place of work justified in legal terms but
dismissed the action as it was not appropriate for the applicant and the director
to work at the same institution. The action for compensation brought by the
applicant was also dismissed as a permission for investigation against Y.K. had
been granted by the administration and therefore, there was no fault
attributable to the administration to the extent that would undermine the
applicant’s honour and dignity.
88. It is undoubted that in
assessing whether the acts, actions and omissions to which the applicant was
subjected attained an unbearable level of severity and gravity in respect of
their effects on her life, the process must be taken into consideration as a
whole.
89. In cases where, as in the
present case, the place of work or description of task of an employee is
changed by the authorised persons or administrative boards and where a sanction
is to be imposed, it is usual to institute administrative investigations. The
administrative acts performed to that end are also in pursuance of the aim of
public interest. However, in performing such kinds of administrative acts, the
principle of impartiality must be observed, and any arbitrary conduct must be
avoided. In cases to the contrary, the authorities or persons liable to review
the lawfulness of the acts performed by the authorised persons or
administrative boards are expected to take measures with a view to removing any
possible unfavourable situation having occurred or likely to occur.
90. In the present case, it
has been observed that the acts of frequently initiating investigations against
the applicant, warning her in written on a continuous basis, taking her defence
submissions frequently, and questioning the accuracy of the medical documents
submitted by her although her health problems were known involve arbitrariness.
As also found established by the administration, it has been concluded that the
impugned acts and actions attaining the threshold to gain continuity and apparently
performed for the purpose of intimidation in professional terms attained an
unbearable level of severity and gravity for the effects on the applicant’s
life.
91. The public authorities should
not confine themselves to establishing the situations that amount to
psychological harassment, but also take the effective measures so as to prevent
the occurrence of such behaviours or to redress them. For instance, in the
present case, to make proper changes in the applicant’s working conditions by
considering the relevant public standards and not ignoring her request or to
impose certain additional administrative sanctions on the public official
complained of may be qualified as effective measures. Although an
administrative investigation was conducted in line with the applicant’s
complaints raised notably in 2010-2012 and subsequently a criminal case was
filed against the public official allegedly subjecting the applicant to
psychological harassment, the administration failed to show due diligence to
take measures to prevent the repetition of such conducts. As a matter of fact,
it appears that upon the request by the director of the institution, the
applicant was subjected to a compulsory appointment.
92. On the other hand, it is
set forth in the domestic law that in case of any damage sustained by
individuals on account of the faults committed by public officials in
exercising their powers, an action for compensation may be brought against the
relevant administration which may subsequently subrogate the claim against the
officials concerned. In the present case, it is clear that there is a neglect
of duty attributable to the administration due to its failure to take effective
measures on time despite the finding that the impugned acts and actions
attained an unbearable level of severity and gravity for the applicant’s life;
and that the damage sustained by the applicant must be redressed. However, in
the decision dismissing the action for compensation, no fault was attributed to
the administration, and it was noted that the applicant was entitled to bring
an action for compensation, before the courts of ordinary jurisdiction, against
the director of the institution.
93. It was also indicated
therein that a criminal case was brought against the person allegedly
committing psychological harassment, and he was tried. Although filing a
criminal case is an important element for ensuring deterrence, it is not, in
the present case, per se sufficient for the redress of the applicant’s
pecuniary and non-pecuniary damages. Actions for compensation cover a group of
unlawful acts and actions wider than that of the criminal acts considered to
constitute an offence in criminal law and offer more prospect of redress to the
victims within the scope of criminal liability. Given the fact that in the domestic
legal system, the opportunity to submit a personal claim through the criminal
proceedings has been removed and that the main aim of the liability to
compensate is to offer redress for the damage suffered, it appears that in the
present case, the action for compensation is undoubtedly the remedy that would
offer redress within the context of the right to protect and improve the
corporeal and spiritual existence. Upon resorting to effective judicial
remedies, it is then expected that the pecuniary and non-pecuniary damages
sustained by the applicant being subjected to psychological harassment be
redressed in proportion to the fault attributed to the administration. In this
sense, it has been concluded that in the present case, the dismissal decision
issued by the incumbent administrative court at the end of the action for
compensation brought by the applicant did not contain relevant and sufficient
reasons to secure the safeguards inherent in the right to protect and improve
the corporeal and spiritual existence and to offer redress for the damages
sustained by the applicant.
94. Consequently, the Court
has concluded that the positive obligations incumbent on the public authorities
pursuant to the right to protect and improve the corporeal and spiritual
existence were not fulfilled on the grounds that these authorities failed to
take effective measures to prevent the occurrence of the impugned conducts,
which amount to psychological harassment, although they attained the unbearable
level of severity and gravity in terms of their effects on the applicant’s
life; that the damages sustained by the applicant were not remedied; and that
the conclusions reached by the inferior courts at the end of the proceedings
were lacked of relevant and sufficient grounds.
95. For these reasons, the
Court has found a violation of the applicant’s right to protect and improve her
corporeal and spiritual existence safeguarded by Article 17 of the
Constitution.
Mr. Serdar ÖZGÜLDÜR did not
agree with this conclusion.
Mr. Hicabi DURSUN, Mr. Hasan
Tahsin GÖKCAN and Mr. Kadir ÖZKAYA agreed with the conclusion finding a violation
but on a different ground.
3. Application of Article 50
of Code no. 6216
96. Article 50 §§ 1 and 2 of
the Code no. 6216 on Establishment and Rules of Procedures of the
Constitutional Court, dated 30 March 2011, reads as follows:
“(1) At the end of the examination of the merits it is
decided either the right of the applicant has been violated or not. In cases
where a decision of violation has been made what is required for the resolution
of the violation and the consequences thereof shall be ruled...
(2) If the determined violation arises out of
a court decision, the file shall be sent to the relevant court for holding the
retrial in order for the violation and the consequences thereof to be removed.
In cases where there is no legal interest in holding the retrial, the
compensation may be adjudged in favour of the applicant or the remedy of filing
a case before the general courts may be shown. The court which is responsible
for holding the retrial shall deliver a decision over the file, if possible, in
a way that will remove the violation and the consequences thereof that the
Constitutional Court has explained in its decision of violation.”
97. In the Court’s judgment
in the case of Mehmet Doğan ([Plenary], no. 2014/8875, 7 June 2018), the
general principles as to how the consequences of a violation found would be
redressed are laid down.
98. In this judgment, it is
noted that in order to determine the appropriate way of redress, the reason
underlying the violation must be determined. Accordingly, in cases where the
violation results from a court decision, the Court holds that a copy of the
violation judgment be sent to the relevant inferior court for a retrial with a
view to redressing the violation and its consequences, pursuant to Article 50 §
2 of Code no. 6216 and Article 79 § 1 (a) of the Internal Regulations of the
Court (see Mehmet Doğan, §§ 57 and 58).
99. In Mehmet Doğan judgment,
the Court has provided explanations on the obligations incumbent on the
inferior courts to conduct a retrial and the steps to be taken by them with a
view to redressing the consequences of the violation. Accordingly, in cases
where the Court orders a retrial in order to redress the found violation, the
inferior court does not have any margin of appreciation in acknowledging the
reason requiring a retrial and in annulling its former decision, which is
different from the process of reopening of the proceedings set out in the
relevant procedural laws. That is because in cases where a violation is found,
the discretion to decide whether a retrial is required is accorded not to the
inferior courts but to the Constitutional Court finding the violation. At this
stage, the inferior court is obliged to take the necessary steps to redress the
consequences of the violation, as indicated by the Constitutional Court in its
violation judgment (see Mehmet Doğan, § 59).
100. In this sense, the step
to be primarily taken by the inferior court is to annul its former decision
which is found to be in breach of a fundamental right or freedom or to have
failed to redress a violation by administrative authorities of a fundamental
right or freedom. Upon annulling its decision, the inferior court is to perform
all necessary actions with a view to redressing the consequences of the
violation found by the Constitutional Court. Within this framework, if a given
violation results from a procedural action performed or a procedural omission
committed during the proceedings, the said procedural process is to be
performed anew in a way that would eliminate the violation (or if not performed
yet, it is to be performed for the first time). On the other hand, in cases
where the violation is found by the Constitutional Court to have resulted from
the administrative act or action, or the outcome of the inferior court’s
decision (but not from the procedural processes performed or failed to be
performed by the inferior court), the inferior court is to redress the
consequences of the found violation without performing any procedural action,
but directly and, as much as possible, issuing -over the case-file- a decision
contrary to its former decision (see Mehmet Doğan, § 60).
101. The applicant requested
the Court to find a violation and award her compensation.
102. The Court found a
violation as the administrative court’s decision dismissing the applicant’s
action for compensation did not contain relevant and sufficient reasons that
would secure the safeguards inherent in the right to protect and improve the
corporeal and spiritual existence and that would redress the damages suffered
by the applicant. Therefore, it has been observed that the violation found in
the present case results from the inferior court’s decision.
103. Accordingly, there is a
legal interest in conducting a retrial to redress the consequences of the
violation of the right to protect and improve the corporeal and spiritual
existence. A retrial to be conducted accordingly is for ensuring the redress of
the violation and its consequences pursuant to Article 50 § 2 of Code no. 6216.
In this sense, the step to be taken by inferior courts is to primarily revoke
the initial decision leading to violation and to ultimately issue a fresh
decision in line with the Court’s violation judgment. Therefore, a copy of the
judgment must be sent to the 1st Chamber of the Erzurum
Administrative Court for a retrial.
104. On the other hand, the
applicant’s claim for compensation must be rejected as it has been considered
that ordering a retrial would constitute sufficient just satisfaction for the
redress of the violation and consequences thereof.
105. The court fee of 412.20
Turkish liras (“TRY”), which is calculated over the document in the case file,
must be reimbursed to the applicant.
VI. JUDGMENT
The Constitutional Court
UNANIMOUSLY held on 19 July 2018:
A. By MAJORITY and by
dissenting opinion of Mr. Serdar ÖZGÜLDÜR, that the alleged violation of the right
to protect and improve the corporeal and spiritual existence be DECLARED
ADMISSIBLE;
B. By MAJORITY and by
dissenting opinion of Mr. Serdar ÖZGÜLDÜR, that the right to protect and improve
the corporeal and spiritual existence safeguarded by Article 17 of the
Constitution was VIOLATED;
C. That a copy of the judgment be SENT to the 1st
Chamber of the Erzurum Administrative Court (E.2012/882, K.2013/1383) for a
retrial in order to redress the consequences of the violation of the right to protect and improve the
corporeal and spiritual existence;
D. That the applicant’s claims for compensation be REJECTED;
E. That the court fee of TRY 412.20 be
REIMBURSED TO THE APPLICANT;
F. That the
payments be made within four months as from the date when the applicants apply
to the Ministry of Finance following the notification of the judgment; In case
of any default in payment, legal INTEREST ACCRUE for the period elapsing from
the expiry of four-month time limit to the payment date; and
G. That a copy of the
judgment be SENT to the Ministry of Justice.
DISSENTING OPINION OF JUSTICE
SERDAR ÖZGÜLDÜR
According to the decision
issued by the 1st Chamber of the Erzurum Administrative Court, no.
E.2012/882, K.2013/1383 and dated 30 December 2013, which is the subject-matter
of the present application, the applicant brought an action for compensation for
the non-pecuniary damage she had sustained on account of the conducts -such as being
subject to mobbing, wearing, intimidation, lack of self-confidence and etc.-
allegedly displayed by the director and his staff at the relevant institution
towards her. However, it was dismissed by the administrative court for the
following reasons:
“…By virtue of the decision
of the Governor’s Office, a permission for investigation was granted, pursuant
to Law no. 4483, for enabling the incumbent prosecutor’s office to conduct an
investigation into the applicant’s allegations that the director of the
institution, Y.K., had continuously shouted at, insulted and threatened her; that
the director had displayed aggressive behaviours and conducts towards her; that
she had been frequently asked to provide her defence submissions and thereby
tried to be intimidated; that the complaints she had brought before the Prime
Ministry Communication Centre (BIMER) had not been taken into consideration;
and that she had been continuously subjected to mobbing by Y.K. at the
workplace. It has been observed that a trial was conducted against the director
of the institution. In such cases, in order for the court to award compensation
for non-pecuniary damage pursuant to the principles of the administrative law, there
must be a severe distress or suffering, or a damage to the victim’s honour and
dignity, or a condition diminishing the victim’s ability to maintain her life
or to earn, which is caused by an unlawful act or action performed by the
administration. In the present case, a permission for investigation was
granted, and thus the defendant administration ensured that Y.K., director of
the institution, be subjected to a trial. In consideration of these issues, it
has been concluded that there was no situation undermining the plaintiff’s
honour and dignity, which was caused by any unlawful action of, or any action
attributable to, the administration; and that therefore, the conditions
sought, in the administrative law, for the payment of compensation for
non-pecuniary damage by the defendant administration were not satisfied. Besides,
it is possible to file a case, before a court exercising judicial jurisdiction,
by the plaintiff against the director Y.K. for any damage if sustained on
account of Y.K.’s personal behaviours, namely the act of mobbing. For these
reasons, the administrative court found it appropriate to dismiss this action…”
As is seen, in this
decision, it was noted that in case of “any personal fault not related to the
profession” committed by the relevant official of the administration, an action
for compensation could be filed in the judicial jurisdiction; and that in the
present case, there was no liability to compensate incumbent on the defendant
administration.
In the same vein, in its
decision no. E.2015/448, K.2015/453 and dated 1 June 2015 in a different case,
the Civil Chamber of the Court of Jurisdictional Disputes reached the following
conclusions on this matter:
“… The case concerns the
compensation claim for the pecuniary and non-pecuniary damage sustained by the
plaintiffs as A.D., gym teacher in a primary school affiliated to the Ministry
of National Education, battered E.A. who had insulted A.D.’s son on 11 January
2013. In principle, an action for compensation for the damage occurring due to
the exercise by a public official of his duties and powers may be brought,
based on the principle of neglect of duty, merely before an administrative court
against the administration, and if the administration is held liable, by the
relevant court, to pay compensation, it may subrogate the compensation against the
official concerned in accordance with the terms and conditions laid down in the
relevant legislation. However, in cases where the impugned acts or actions performed
by public officials during the exercise of their duties have caused by their
severe personal fault and this fault does not amount to neglect of duty, there
would be no causal link between the impugned acts or actions and the act of neglect
of duty. Therefore, it would not be possible for the public official to enjoy
the above-mentioned constitutional and legal protection, and an action against
him due to his personal fault cannot be brought before an administrative court within
the framework of Law no. 2577. In the light of this consideration, it has
been concluded that although the criminal acts were performed by the plaintiff
during the exercise of his public office, they could not be considered as a
requisite of public service; that therefore, no causal link was found between
the administration’s neglect of duty resulting from the plaintiff’s severe
personal fault and the impugned incident; and that accordingly, the case must
be heard by the courts exercising judicial jurisdiction within the scope of the
provisions of private law governing the tortious acts. For these reasons,
it has been held that the application filed by the 1st Chamber of
the Samsun Administrative Court be accepted, and the decision of lack of
jurisdiction issued by the Ayancık Criminal Court be annulled. Conclusion:
the competent authority to hear the case is the courts exercising judicial
jurisdiction…”
The reasoning part of the
judgment of the General Assembly of Civil Chambers of the Court of Cassation,
no. E.2017/4-1433, K.2018/49 and dated 17 January 2018, which was rendered in
accordance with the above-mentioned decision of the Court of Jurisdictional
Disputes is also explanatory in this respect:
“…The dispute brought before
the General Assembly of the Civil Chambers upon reinstating the original
decision concerns the questions whether the impugned acts and actions allegedly
constituting mobbing resulted from the neglect of duty on the part of the
defendant public official or his personal fault, and whether any liability
could be attributed to the defendant… As regards the damages resulting from the
criminal acts performed deliberately by the civil servant’s or public
official’s own will or in contravention of the explicit provisions laid down in
the laws, any objective causal link cannot be said to exist between the
impugned act and the exercise of public duty. It is undoubted that such cases do
not fall within the legal scope of Article 13 of the Civil Servants Law no.
657. That is because no link between the fault, which is easily separated from,
and falls outside the scope of, the profession, and public duty is established,
and the personal fault on the part of the relevant public official comes into
play. At this point, it is of importance to clearly determine the scope and
elements of the personal fault in making a distinction between misconduct in
office and personal fault. As known, misconduct in office is in the form of
a personal fault which cannot be separated from the office performed by the public
official. Such personal fault is committed in association with the office
and therefore by way of the duties, powers and means accorded by the
administration to its agent. As regards the personal fault, the
public official’s impugned act must involve deeds and faults which may be
easily separated from the public office. In other words, in personal fault,
the unlawful acts and actions performed by a public official acting on behalf
of the administration, which cannot be attributed to the administration but
rather directly to the official himself and which involve his personal
liability, are at stake, and the public official has committed the impugned
act causing damage in performing his public office but merely based on his
personal fault. Both in theory and in judicial decisions, the acts and
actions personally performed by the officials are not considered as an
administrative act and action, and it is concluded that the authority to
deal with the cases involving personal faults is the courts exercising judicial
jurisdiction; and that the adversary party is the official himself… As a
result, pursuant to Article 129 § 5 of the Constitution and Article 13 § 1 of
the Civil Servants Law no. 657, the actions for compensation for the damages
caused by the faulty acts performed by the civil servants and other public
officials in exercising their powers may be brought against the relevant
administration under the terms and conditions specified in the law and on
condition that these damages be subrogated against the civil servants or public
officials concerned. However, such actions to be brought against the
administration are confined to the behaviours and conducts that have resulted
from any misconduct in office and are in the form of administrative act and
action. Notably in cases of tortious acts, the public official cannot avail
himself of this safeguard enshrined in the Constitution and the private laws. In
consideration of all these explanations and the mentioned statutory
arrangements, it has been observed that the plaintiff claimed compensation
for non-pecuniary damage sustained by him due to the defendant’s acts amounting
to intimidation; however, the plaintiff’s claim was based not on the rector’s
act associated with his profession but merely on his personal fault. Therefore,
as it has been observed that the defendant’s act was not associated with his
profession and was based on his personal fault and that there was no act in the
form of a misconduct in office, the quashing decision, which indicated that the
case must be dealt with by courts exercising judicial jurisdiction and which
was also approved by the General Assembly of the Civil Chambers, should have
been complied with. Therefore, the decision which does not comply with the
quashing decision but instead reinstated the original decision is contrary to
the procedure and law…”
In the light of the
above-mentioned judicial decisions, the applicant’s case was examined. It has
been accordingly concluded that the acts and behaviours of the applicant’s
superior Y.K., which were qualified as “mobbing” by the applicant and also
found established by the judicial decisions (issued by the criminal court and
administrative court) in line with the relevant administrative reports, were
not indeed associated with his profession and in the nature of “personal
fault”, which could be completely separated from his profession; that
therefore, the competent authority to deal with these claims were not the
administrative courts but the courts exercising judicial jurisdiction as
indicated by the 1st Chamber of the Erzurum Administrative Court;
that accordingly, the applicant should have brought an action seeking
compensation against Y.K. before a court of judicial jurisdiction; and that
failing to do so, the applicant then lodged an individual application with the
Court, relying on the dismissal decision issued by the administrative court,
which lacked jurisdiction to adjudicate the case. I therefore consider that in
the present case, the applicant failed to exhaust the available legal remedies.
For these reasons, as I am of
the opinion that the present application should have been declared inadmissible
for non-exhaustion of available remedies, I do not agree with the conclusion
finding a violation of Article 17 § 1 of the Constitution, which was reached by
the majority proceeding with the examination on the merits of the case.
CONCURRING OPINION OF
JUSTICES HİCABİ DURSUN AND KADİR ÖZKAYA
1. The application concerns
the alleged violation of the applicant’s right to protect and improve her
corporeal and spiritual existence due to the psychological harassment she had
been subjected to, following the dismissal of the action for compensation
brought by her before the incumbent administrative court, seeking TRY 15,000
for the non-pecuniary damage sustained by her as she had been continuously subjected
to intimidation by Y.K., director of the institution she was working, and by
his staff, her self-confidence had been impaired, and they had attempted to
cause damage to her professional life, which all amounted to psychological harassment.
2. In brief, the applicant
maintained that the right to protect and improve her corporeal and spiritual
existence as well as the right to work had been violated for not being provided
with an effective redress and protection although the administrative decisions
found established that she had been subjected to psychological harassment and
she had recourse to relevant judicial authorities.
3. In the present case, the
Court considered that given the way and method how the impugned treatment had
been inflicted and notably their physical and mental effects, these treatments were
not such as to reach the minimum threshold of severity required in order to
fall within the scope of Article 17 § 3 of the Constitution; and that the
application be accordingly examined under Article 17 § 1 thereof. The
application involving the alleged violation of the right to protect and improve
the corporeal and spiritual existence was declared admissible for not being
manifestly ill-founded and there being no other grounds for its
inadmissibility. We have also agreed with this conclusion.
4. In its examination on the
merits of the case, the Court’s majority took account of the process how the
impugned incidents took place and considered all the impugned incidents as a
whole. At the end of the examination whereby it was assessed whether the acts
and actions inflicted on the applicant, in respect of the effects on the
applicant’s life, had attained an unbearable level of severity and gravity, it
was concluded that these acts and actions were of continuous nature and
amounted to intimidation in professional terms; and that they attained an
unbearable level of severity and gravity for the applicant with health
problems. It was further noted that the public authorities failed to take
effective measures so as to prevent the occurrence of the behaviours amounting
to psychological harassment; that the damages sustained by the applicant were
not remedied; and that the decisions issued by the inferior courts at the end
of the proceedings did not contain relevant and sufficient grounds. The Court’s
majority accordingly concluded that the positive obligations incumbent on the
public authorities under the right to protect and improve the corporeal and
spiritual existence had not been fulfilled and accordingly found a violation of
the said right safeguarded by Article 17 of the Constitution.
5. The subject matter of the
applicant’s case is the dismissal decision issued by the incumbent
administrative court in the action for compensation brought for TRY 15,000 for
the non-pecuniary damage sustained by her for being subjected to psychological harassment
by the director and staff of the institution on the grounds that for the
administrative court to award non-pecuniary compensation, the person concerned
must have suffered severe distress and anguish due to an unlawful act or action
performed by the administration, her honour and dignity must have been
undermined, and events restricting the ability to maintain her life and to earn
must have taken place; that however, in the impugned case, a permission for
investigation against Y.K., director of the institution, had been granted by
the administration, and thereby, the director’s personal conducts and
behaviours had been subject to trial; that therefore, there was no fault
attributable to the administration, which undermined the applicant’s honour and
dignity; and that an action for compensation might be brought before the
relevant court exercising judicial jurisdiction in respect of the damages
resulting from Y.K.’s personal behaviours.
6. As is seen, in the
present case, the impugned acts, actions and behaviours of Y.K., director of
the institution, and the staff, which were qualified as psychological harassment
by the applicant and in respect of which she brought an action for
compensation, were not considered as an administrative act, conduct and
behaviour performed and displayed in relation with the performance of public
service, but rather as a personal act and action. Accordingly, the applicant’s
request for compensation was dismissed mainly on this ground by the
administrative court. In this decision, the administrative court did not
elaborate on, and make an assessment as to, the question whether the impugned
acts and actions had any effect on the applicant’s corporeal and spiritual
existence and if any, how and to which extent such effect occurred.
7. Therefore, in the present
application, in examining the question whether there was a violation of the
right to protect and improve the corporeal and spiritual existence safeguarded
by Article 17 of the Constitution, it was sufficient to take into account the
conclusion reached by the dismissal decision issued by the administrative court
and the grounds relied on therein. Accordingly, any reasoning should have not
been provided by the Court’s majority by considering and assessing further
issues which were not dealt with by the inferior court. In other words, in the
present case, in finding a violation of the right to protect and improve the
corporeal and spiritual existence safeguarded by Article 17 of the
Constitution, the Court should have confined its conclusion to the finding that
although the acts and actions inflicted on the applicant were in the nature of
administrative acts, behaviours and conducts displayed for the performance of
public service, the inferior court reached a conclusion to the contrary. We
consider that the Court should have left, to the inferior courts, the
assessment as to the extent and the way of the effect caused by the impugned
acts and actions on the applicant’s corporeal and spiritual existence.
8. Therefore, we agree merely
with the finding of a violation, which should have been found on the
above-specified ground.
CONCURRING OPINION OF JUSTICE
HASAN TAHSİN GÖKCAN WITH RESPECT TO THE RIGHT TO PRIVATE LIFE AND ITS SCOPE
1. In the present case, the
Court found a violation of the applicant’s right to protect and improve her
corporeal and spiritual existence safeguarded by Article 17 § 1 of the
Constitution due to her being subjected to psychological harassment. I agree
with the finding of a violation; however, I consider that the application
should have been examined under the right to respect for private life.
2. I have previously
expressed my assessments in this respect in the concurring opinion attached to
the judgment in the case no. 2014/13327, which was published in the Official
Gazette no. 30376 and dated 20 March 2018. Moreover, another concurring opinion
of a similar content, which was formulated in an application examined under the
right to honour and dignity (no. 18891), was published in the Official Gazette
no. 30445 and dated 8 June 2018. Therefore, as regards the extent and scope of
Article 8 of the Convention and Articles 17 and 20 of the Constitution as well
as their places within the basic rights system prescribed by the Constitution,
I want to make a reference to the above-mentioned opinions. I will provide
brief information about the reasons why I have agreed with the Court’s majority
on a different ground.
3. In the present case, the
Court considered that the application indeed fell into the scope of the right
to respect for private life, which corresponded to Article 17 § 1 of the
Constitution (see §§ 75-76). In cases where the extent of the interference with
the applicant is more severe, the examination would be undoubtedly made under
Article 17 § 3 of the Constitution, which is a specific norm. However, the
approach adopted by the Court’s majority that the present application be
examined within the scope of Article 17 § 1 not only narrowed the scope of the
right to respect for private life enshrined in Article 20 of the Constitution
but also restrained the right to protect and develop the existence, a personal
right of general and basic nature, which is laid down in Article 17 § 1 of the
Constitution to a specific field of private life.
4. The majority has thereby
acknowledged that Article 17 §§ 1 and 2 of the Constitution constitutes a part
of Article 20 thereof, that is to say, is a specific aspect -laid down in
Article 17- of the right to respect for private life. However, Article 17 also
embodies the right to life (paragraphs 1 and 4) and the prohibition of torture
and other forms of ill-treatment (paragraph 3). As a matter of fact, Article 17
of the Constitution is formulated so as to correspond to the right to life and
the prohibition of torture and ill-treatment, which are respectively laid down
in Articles 2 and 3 of the Convention, and accordingly worded as the
individuals’ corporeal and spiritual existence and integrity so as to establish
the link between the said right and prohibition. In this sense, the right to
protect and improve the corporeal and spiritual existence and the right to
physical integrity undoubtedly have a place in the basic rights system of the
Constitution. However, insofar as there are special arrangements as to the
private life in the Constitution (Articles 20, 21, 22), to render the first two
paragraphs of Article 17 specific to private life does not comply with the
systematic interpretation of the Constitution.
5. On the other hand, would
not it mean to ignore the relation between the rights concerning the
individuals’ corporeal and spiritual existence as well as integrity and the
other rights to consider that the former rights are related to private life? Is
there no relation between the right to protect and improve the corporeal and
spiritual existence and the other rights e.g. the freedom of religion and
conscience, the right to personal freedom and security, the freedom of
expression, the freedom of science and the arts, the right to property and the
right to legal remedies? Which fundamental rights and freedoms do not relate to
the right to protect and improve the corporeal and spiritual existence? In the
individual applications lodged on the basis of special forms of rights -where
the subject matter mainly concerns the spiritual existence-, should the
examination be made not in terms of the rights laid down in Articles 24-36 of
the Constitution, but rather under Article 17 § 1 of the Constitution? In fact,
the rationale behind the reasoning of the judgment indicates that the
individual applications be mainly examined within the scope of Article 17. Nor
is there any reasonable explanation as to why such a distinction is made in
terms of the issues related to the right to respect for private life, while
there is no distinction in the other rights.
6. As also noted in the
other concurring opinions, Article 17 §§ 1 and 2 of the Constitution is a
general and ideal norm vis-à-vis the fundamental rights that are
specifically enshrined. However, even in cases where the subject matter of the
given individual application concerns the physical integrity as well as the
corporeal and spiritual existence, the issue must be examined under the
relevant fundamental right. The first two paragraphs of Article 17 of the
Constitution may be regarded as an auxiliary norm in such examination. Any
interpretation to the contrary narrows the scope of the fundamental rights
specifically enshrined and is also contrary to the constitutional systematics. I
therefore consider that the present application should have been examined, and
a violation should have been found, under the right to respect for private life
enshrined in Article 20 § 1 of the Constitution.