On 12 June 2018, the
Second Section of the Constitutional Court found a violation of the right to
protect and improve corporeal and spiritual existence safeguarded in Article
17 of the Constitution in the individual application lodged by M.K. (no.
2015/13077).
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THE FACTS
[8-35] The applicant, who is a
transsexual person, requested to amend her sex in the civil register from
female to male. After the two-year follow up by the Department of Mental Health
and Disorders, it was reported that the applicant experienced a male gender
identity and that the sex change was appropriate.
The applicant, relying on
this report, brought an action before the civil court seeking authorisation to
undergo a gender reassignment surgery. The court dismissed the case on the
ground that according to the medical board report, the applicant was not permanently
sterilised and therefore the conditions for the sex change were not fulfilled.
Upon appeal, the court’s decision was upheld. The applicant subsequently lodged
an individual application with the Constitutional Court.
In the meantime, upon
referral by another civil court, the Constitutional Court annulled the law
requiring sterilisation on the basis of which the applicant’s request had been dismissed.
The applicant’s subsequent
application to the civil court was accepted and the sex change was allowed.
V. EXAMINATION AND GROUNDS
36. The Constitutional Court,
at its session of 12 June 2018, examined the application and decided as
follows:
A. The Applicant’s
Allegations and the Ministry’s Observations
37. The applicant complained
that the condition of being permanently devoid of reproductive capacity,
which is laid down in Article 40 of the Turkish Civil Code no. 4721 and sought
for the access to gender reassignment, forced the transgender persons to
undergo sterilisation surgery. She maintained that although such a medical
interference could be allowed only with the relevant person’s consent, the prescription
of this process as a condition for gender reassignment rendered the
interference involuntary; and that there were troubles faced during such kinds
of medical surgeries due to the absence of a relevant legislation as to the
sterilisation process pertaining to transgender persons. She alleged that the
courts dismissed the requests for gender reassignment if transgender persons
had the reproductive capacity; that the hospitals did not perform the
sterilisation surgery without the court’s authorisation; and that the action
brought by her for authorisation was dismissed only for not fulfilling the
condition of sterilisation. She accordingly maintained that the right to
protect and improve her corporeal and spiritual existence enshrined in Article
17 of the Constitution had been violated. She also noted that she was in a
difficult situation as she could not change her identity card although she was
going to marry.
38. The applicant requested the
Court to keep her identity confidential in the documents accessible to the
public.
39. In its observations, the
Ministry stated that as the applicant brought Article 40 of Code no. 4721
before the Court through individual application, her application must be
examined from the standpoint of the competence ratione materiae in
consideration of the requirement that the legislative acts cannot be
subject-matter of an individual application. Besides, as the applicant did not
file a request for rectification of the judgment, the Ministry also stressed
that an examination must be conducted with respect to the requirement of the
exhaustion of legal remedies. Lastly, given the possibility that if the
applicant filed a request with the local court anew, her request might be
accepted in pursuance of the Court’s judgment no. E.2017/130 K.2017/165 and
dated 29 November 2017, it was also underlined that the question whether the
requirement of exhaustion of legal remedies had been satisfied be examined
under the particular circumstances of the present case.
40. In her counter-statements
against the Ministry’s observations, the applicant noted that her individual
application was not related to the provision of law in question, but rather its
implementation; and that therefore, her application must be declared admissible
in terms of competence ratione materiae. She further maintained that the
request for rectification of judgment was an optional remedy; and that as the
Court’s judgment cited in the Ministry’s observations was rendered after she
had lodged her application, she sustained non-pecuniary damage until that date,
and her application must be examined on its merits and a violation must be
found. On 8 January 2018, the applicant informed that the 1st
Chamber of the Şanlıurfa Civil Court allowed her to undergo a surgery, and she
accordingly had a surgery to become devoid of reproductive capability;
and that on 20 June 2018, she would undergo a gender reassignment surgery.
B. The Court’s Assessment
41. Article 17 §§ 1 and 2 of
the Constitution, titled “Personal inviolability, corporeal and spiritual
existence of the individual”, which would be relied on it the assessment of
the applicant’s allegation, reads as follows:
“Everyone has the right to life and the right to protect
and improve his/her corporeal and spiritual existence.
The corporeal integrity of the individual
shall not be violated except under medical necessity and in cases prescribed by
law and shall not be subjected to scientific or medical experiments without
his/her consent.”
42. All legal interests involved
within the realm of the private life are safeguarded under Article 8 of the
Convention. However, it appears that these legal interests fall into the scope
of various provisions of the Constitution. In this context, Article 17 § 1 of
the Constitution sets out that everyone has the right to protect and improve
his/her corporeal and spiritual existence. The right to protect and improve
corporeal and spiritual existence corresponds to the right to respect for
physical and mental integrity and right to self-fulfilment and to make
decisions regarding himself, which are safeguarded under the right to respect
for private life within the framework of Article 8 of the Convention. In
addition, a special protection is afforded to the right to physical and mental
integrity by virtue of Article 17 § 2 of the Constitution whereby it is
provided for that the corporeal integrity of the individual shall not be
violated except under medical necessity and in cases prescribed by law and
shall not be subjected to scientific or medical experiments without his consent
(see Halime Sare Aysal [Plenary], no. 2013/1789, 11 November 2015, §
47).
43. The notion of private
life also encompasses the physical and spiritual self-determination, and the
right in question protects individuals against the attacks of both the public
authorities and private persons towards physical and spiritual integrity (see Halime
Sare Aysal, § 48).
1. Admissibility
44. The applicant lodged an
individual application upon the rejection of her request for gender
reassignment and stated that she could not change her sex as the acceptance of
such requests were conditioned upon being deprived of reproductive capacity under
Article 40 of Code no. 4721, which was in breach of the right to protect and
improve her corporeal and spiritual existence. In other words, the applicant did
not request the annulment of the said provision of law by abstractly referring
to its alleged unconstitutionality, but to the contrary filed an individual
application, maintaining that the said provision gave rise to the violation of her
fundamental right. Therefore, her complaint was found to fall within the
competence of the Constitutional Court.
45. On the other hand, as
regards the judgments rectification of which may be requested, it is for the
applicants to assess whether this remedy is effective. If an applicant, as in
the present case, does not consider effective the remedy of rectification of
judgment, he may file an individual application within the prescribed period following
the upholding decision issued at the end of the appeal process. Besides, even if
the given applicant finds the opportunity to raise her complaint anew before
the inferior courts due to the developments after lodging an individual
application, the Court does not take these facts into consideration in its
assessment as to the requirement of the exhaustion of legal remedies. In this
sense, it must be accepted that the applicant exhausted the available legal
remedies.
46. However, the legal facts
occurring upon the lodging of individual application are of importance in making
an assessment to determine whether the applicant still has victim status. In
assessing the issue of victim status, the Court must consider whether the
issues complained of by the applicant still exist and whether the probable
effects of the impugned violation have been remedied (see Arman Mazman,
no. 2013/1752, 26 June 2014, § 41).
47. In the present case, on
20 March 2014, the applicant applied to the relevant court with a request for
gender reassignment for the first time, and her request was dismissed on 20
June 2014. Upon the finalisation of the decision, she filed an individual
application. The applicant once again applied to the 1st Chamber of
the Şanlıurfa Civil Court on 12 December 2016 and sought authorisation for gender
reassignment. In the meantime, on 29 November 2017, the Court found
unconstitutional and accordingly annulled the requirement of being deprived
of reproductive capacity, which was sought for gender re-assignment in
Article 40 § 1 of Code no. 4721, the legal basis of the dismissal of the
applicant’s first case before the inferior court. Upon this annulment, the
applicant’s request was accepted, and she was granted authorisation. This
decision became final on 7 February 2018.
48. Accordingly, it has been
observed that the applicant undergone a gender re-assignment surgery within
about 4 years, which undoubtedly has had direct effects on the applicant’s
private life. Besides, the acceptance of the applicant’s second request by the
court is irrespective of the alleged violation of the applicant’s fundamental
rights and freedoms due to the first dismissal decision. Therefore, it has been
concluded that the applicant continued to have victim status (see Y.Y. v.
Turkey, §§ 53 and 54).
49. The application was
declared admissible for not being manifestly ill-founded and there being no
other grounds for its inadmissibility.
2. Merits
a. Existence of an
Interference
50. The applicant complained
of the dismissal of her request for undergoing a gender re-assignment surgery
by the inferior courts for not being deprived of reproductive capacity.
In this regard, it has been considered that as the applicant was forced to
undergo a sterilisation surgery, which required her to waive the
capacity to reproduce, during the gender re-assignment process started by her,
the impugned first instance decision constituted an interference with her
corporeal integrity. This dismissal decision constituted an interference also
with gender identity and right to personal development.
b. Whether the Interference
Constituted a Violation
51. Article 13 of the
Constitution reads as follows:
“Fundamental rights and freedoms may be
restricted only by law and in conformity with the reasons mentioned in the
relevant articles of the Constitution without infringing upon their essence.
These restrictions shall not be contrary to the letter and spirit of the
Constitution and the requirements of the democratic order of the society and
the secular republic and the principle of proportionality.”
52. The above-mentioned
interference would constitute a violation of Article 17 of the Constitution
unless it satisfies the requirements laid down in Article 13 of the
Constitution. Therefore, it must be examined whether the interference in the
present case was prescribed by law, pursued a legitimate aim, and was in
compliance with the requirements of the democratic order of the society and the
principle of proportionality, which are prescribed in Article 13 of the
Constitution and applicable to the present case.
i. Lawfulness
53. In dismissing the applicant’s
request for undergoing a gender re-assignment surgery, the inferior court
relied on Article 40 of Code no. 4721. Her case was dismissed as the applicant did
not satisfy the requirement of being permanently devoid of reproductive
capacity as stated in the said provision. In this sense, it has been observed
that the impugned interference had a legal basis.
ii. Legitimate Aim
54. It appears that considering the
irreversible nature of, and risks entailed by, gender re-assignment surgeries, the
law-maker makes the gender re-assignment process subject to certain rules and
to review so as to prevent such surgeries from becoming an ordinary process by
allowing them to be performed without any authorisation, to maintain public
order as well as to ensure courts not to serve merely as an approving authority
in the process of making a sex change in the civil register. In this sense, the
law-maker has introduced the condition, for undergoing a gender re-assignment
surgery, to obtain authorisation from the incumbent court in Article 40 § 1 of
Code no. 40. It has been observed that the law-maker has also prescribed the
requirement of being permanently devoid of reproductive capacity, along with
the conditions laid down in the same paragraph, so as to obtain such an
authorisation (see the Court’s judgment no. E.2017/130, K.2017/165, 29 November
2017, § 20).
55. The said statutory
arrangement pursues the aims not only of maintaining public order, but also of
public health given the irreversible nature of, and risks posed to health by,
gender re-assignment surgery. It has been accordingly concluded that the
impugned interference and the statutory arrangement forming a basis for it
pursued a legitimate aim within the meaning of Article 17 of the Constitution
and Article 8 of the Convention.
iii. Compliance with the Requirements
of the Democratic Order of the Society and Proportionality
(1) General Principles
56. An interference having a legal basis
and pursuing a legitimate aim will not constitute a violation only when it
complies with the requirements laid down in Article 13 of the Constitution,
i.e. being necessary in a democratic society, not infringing the very essence
of the right and being proportionate.
57. Contemporary democracies
are the regimes whereby the fundamental rights and freedoms are ensured and
safeguarded to the widest extent possible. The restrictions which infringe the
very essence of fundamental rights and freedoms and which limit them to a great
extent or render them completely dysfunctional cannot be considered to comply
with the requirements of a democratic society. As the aim pursued by the State
governed by rule of law is to ensure the exercise by individuals of fundamental
rights and freedoms to the widest extent possible, the statutory arrangements
are to be formulated with an approach where human being is ascribed with
greatest importance. Therefore, not only the extent of the restrictions imposed
but also of the conditions, reasons, method of such restrictions as well as
available legal remedies prescribed against such restrictions must be assessed
as a whole within the scope of the notion of “democratic society” (see Serap
Tortuk, no. 2013/9660, 21 January 2015, § 46).
58. The public authorities
enjoy a margin of appreciation at two different stages in restricting a
fundamental right. First, they may enjoy this margin of appreciation in
choosing the aim of restriction, and second, in determining the necessity of
the restriction, which has been imposed in order to attain the legitimate aim
pursued. However, the margin of appreciation given to the public authorities is
not unlimited, and arguments raised to justify the alleged interference must be
suitable, necessary and proportionate (see Serap Tortuk, § 49).
59. Such margin of
appreciation has an extent specific to each case. The extent is reduced or
expanded depending on the factors such as the nature of the right which is
under protection or of the legal interest and its significance in respect of
the person concerned (see Serap Tortuk, § 50).
60. In cases where paramount
rights or legal interests concerning the existence or identity of an individual
are at stake, the margin of appreciation is narrower, and there must exist
particularly serious reasons to justify such interferences (see Serap Tortuk,
§ 51).
(2) Application of
Principles to the Present Case
61. The action brought by the applicant
for being allowed to undergo a gender re-assignment surgery was dismissed for her
not being deprived of reproductive capacity. The application concerns
the applicant’s freedom to assign her gender identity within the scope of the
right to self-determination and personal autonomy.
62. In the Turkish legal
system, the process of gender re-assignment consists of two stages. At
the first stage, the given person needs to obtain authorisation from the
incumbent court for gender re-assignment, and at the second stage, upon the
gender re-assignment surgery performed in line with the court’s authorisation,
sex marker in the civil register documents is changed, and thereby this change
is legally recognised. In Article 40 § 1 of Code no. 4721, the conditions
sought for allowing a gender re-assignment by courts are laid down.
Accordingly, in order for the court to grant authorisation for gender
re-assignment, the person wishing to undergo a gender re-assignment surgery must
personally apply to the court, be over 18 years old, not be married, be a
transsexual person, undergo such process as required for her mental health, as
well as must be permanently devoid of reproductive capacity. It is also
required that the last three conditions must be certified by a medical board
report to be issued by a training and research hospital.
63. Transsexual persons
experience a gender identity that is inconsistent with their assigned sex. They
may be either innately deprived of, or have, reproductive capacity. Transsexual
persons who are innately deprived of this capacity or who subsequently lose it
permanently may undergo gender re-assignment surgery by obtaining authorisation
to that end from the incumbent court if the other conditions specified in
Article 40 § 1 of the Law are also satisfied. On the other hand, the
transsexual persons having reproductive capacity may be allowed by the court to
undergo gender reassignment surgery if they are permanently deprived of reproductive
capacity, along with the fulfilment of other conditions, which requires them to
be subjected to a medical intervention (see the Court’s judgment no.
E.2017/130, K.2017/165, 29 November 2017, §§ 22 and 23).
64. In this case, the
condition of being deprived of reproductive capacity, in other words, the
condition of infertility, is set as a condition for undergoing the gender
re-assignment surgery to change sex. Those who are innately fertile may
voluntarily waive this capacity by undergoing a sterilisation process.
Sterilisation surgeries, a medical intervention carried out so as to remove a
man’s or woman’s ability to make a baby (reproductive capacity), may be
performed only with the consent of the given adult. The applicant asserted that
as the sterilisation process was made specific to the sex of either female or
male, the transsexual persons are unable to undergo this process due to the legal
gap in this sense. However, the applicant’s complaint is mainly related not to
her inability to undergo sterilisation surgery, but rather to the violation of
her right to respect for corporeal existence for having had to undergo such a
medical intervention. Therefore, the question whether these processes were
accessible for transsexual persons was not dealt with in this individual
application examination of which was confined to the statutory provision
whereby transsexual persons are to undergo a medical intervention prior to the
gender re-assignment process, as well as to the necessity of such process.
65. The interference caused,
by the court decision and the statutory provision forming a basis for this
decision, in order to achieve the above-cited legitimate aims could be
considered necessary in a democratic society only if it has met a pressing
social need. In this regard, the necessity of the impugned interference must be
substantiated with relevant and sufficient reasons.
66. In the present case, the
applicant has psychologically experienced since her puberty ages as male and
undergone hormone therapy to that end. The applicant behaving as a male in her
social circle is called also with a male name. The applicant, who was about to
marry, could not change her identity card for failing to obtain the necessary authorisation
for the gender re-assignment surgery. It is also established by the medical
report issued by a board of experts that despite of having female genital
organs, the applicant has indeed experienced the male gender identity; that and
she is a transsexual person. It has been accordingly concluded that she should change
her assigned gender identity to male. Therefore, it has been observed that the
applicant felt herself to belong to the opposite sex and led her life in this
way for years; and that she was determined on this matter. Therefore, it could
not be established how the statutory arrangement -intended for the protection
of health given the irrevocable nature of, and the risks involved in, gender
re-assignment surgeries- as well as of the impugned practice are of importance for
those who are determined to change their sex.
67. On the other hand, it is
also stressed in the medical report that following the gender re-assignment
surgery, the applicant would be deprived of the reproductive capacity of both
sexes. Nevertheless, the authorisation sought by the applicant for undergoing a
gender re-assignment surgery was not granted by the incumbent court for still
having reproductive capacity.
68. It is undoubted that
once a transsexual person having reproductive capacity undergoes a gender
re-assignment surgery in accordance with applicable medical methods, he/she
will become permanently deprived of reproductive capacity as a natural
consequence of this surgery (see the Court’s judgment no. E.2017/130,
K.2017/165, 29 November 2017, § 24).
69. The condition of being
permanently deprived of reproductive capacity, which is laid down in
Article 40 § 1 of Code no. 4721, apparently forces transsexual persons to
undergo a medical intervention prior to the gender re-assignment surgery. Although
it was undoubted that transsexual persons with reproductive capacity would
become permanently deprived of this capacity following gender re-assignment
surgery, it was indicated neither in the inferior courts’ reasoning nor in the
statutory provision on which these courts relied why such a medical
intervention -whereby these persons would waive their reproductive capacity
before undergoing a gender re-assignment surgery- was necessary.
70. On 29 October 2017, a
date following the applicant’s individual application, the Court found the
phrase “being permanently deprived of reproductive capacity” in Article
40 § 1 of Code no. 4721 in breach of Articles 13, 17 and 20 of the Constitution
and therefore annulled it for imposing a disproportionate restriction on the
grounds that it constituted an interference to which the person concerned should
not have been subjected physically and mentally, and that no reasonable balance
could be struck between this restriction imposed on the corporeal and spiritual
existence as well as private life of the relevant person and the aim sought to
be pursued. It has been accordingly concluded that the interference with the
applicant’s right to protect her corporeal and spiritual existence could not be
considered necessary in a democratic society.
71. For these reasons, the
Court found a violation of the right to protect and improve the corporeal and
spiritual existence safeguarded by Article 17 of the Constitution.
3. Application of Article 50 of Code no.
6216
72. Article 50 §§ 1 of the Code no. 6216 on
Establishment and Rules of Procedures of the Constitutional Court, dated 30
March 2011, reads as follows:
“(1) At the end of the examination of the
merits it is decided either the right of the applicant has been violated or
not. In cases where a decision of violation has been made what is required for
the resolution of the violation and the consequences thereof shall be ruled.”
73. The applicant requested a retrial and
claimed 10,000 Turkish liras (“TRY”) for the non-pecuniary damage suffered by
her.
74. It has been concluded
that the applicant’s right to protect and improve her corporeal and spiritual
existence was violated.
75. The fresh proceedings instituted
as regard the applicant’s complaint in the light of the developments taking
place subsequent to her individual application were concluded in her favour.
Therefore, there is no legal interest in conducting a retrial so as to
eliminate the consequences of the violation.
76. Regard being had to the
fresh court decision issued in respect of the applicant, which was contrary to
the court decision she complained of, after she had lodged an individual
application, it has been concluded that merely the finding of a violation of
the relevant fundamental rights and freedoms would constitute a sufficient
redress. Therefore, the applicant’s claim for non-pecuniary compensation was
dismissed.
77. The total court expense of TRY 2,206.90
including the court fee of TRY 226.90 and the counsel fee of TRY 1,980, which
is calculated over the documents in the case file, must be reimbursed to the
applicant.
VI. JUDGMENT
For these reasons, the
Constitutional Court UNANIMOUSLY held on 12 June 2018 that
A. The applicant’s request
for keeping her identity confidential in the documents accessible to the public
be ACCEPTED given the distress experienced by her as a transsexual;
B. The alleged violation of
the right to protect and improve the corporeal and spiritual existence be
DECLARED ADMISSIBLE;
C. The right to protect and
improve the corporeal and spiritual existence safeguarded by Article 17 of the
Constitution be VIOLATED;
D. The applicant’s claim for
non-pecuniary compensation be DISMISSED;
E. The total expense of TRY 2.206.90
including the court fee of TRY 226.90 and the counsel fee of TRY 1,980 be
REIMBURSED to the applicant;
F. The payments be made
within four months as from the date when the applicants apply to the Ministry
of Finance following the notification of the judgment. In case of any default
in payment, legal INTEREST ACCRUE for the period elapsing from the expiry of
four-month time-limit to the payment date;
G. A copy of the judgment be
SENT to the 3rd Chamber of the Şanlıurfa Civil Court (file no.
E.2014/264, K.2014/484);
H. A copy of the judgment be
SENT to the Ministry of Justice.