On 22 November 2018, the Plenary
of the Constitutional Court found a violation of the right of access to court
under the right to a fair trial safeguarded by Article 36 of the Constitution
in the individual application lodged by Yıldız Eker (no. 2015/18872).
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THE FACTS
[9-23] The applicant was the wife of
A.E.E. who died in 2017. In 2009, A.E.E. issued a bond in the value of 200,000
Turkish liras (TRY), maturity date of which was 2011, in favour of S.M.. In
2013, the creditor S.M. initiated attachment proceedings pertaining to the
bills of exchange amounting to TRY 277,908.33 against the applicant’s husband.
Upon the finalization of the proceedings, the residence owned by the
applicant’s husband A.E.E. was attached by the creditor S.M..
The applicant lodged a
complaint with the incumbent enforcement court, arguing that the immovable
could not be attached for being a residence where she lived together with her
husband and children. However, the enforcement court rejected her complaint due
to lack of capacity to be a party to the proceedings.
As the creditor S.M. claimed
sale of the attached immovable, the enforcement office determined the value of
the immovable as TRY 3,500,000 according to the expert examination. At the end
of the tender made by auction, it was sold to a third party in return for TRY
1,758,000.
Maintaining that sale of the
immovable was unlawful, the applicant requested termination (annulment) of the
tender. The enforcement court dismissed the case as there was no irregularity
in the tender and imposed, on the applicant, an administrative fine (TRY
175,800) amounting to 10% of the tender price of TRY 1,758,000 for being
recorded as revenue.
The first instance decision
was appealed before the Court of Cassation which however upheld the decision.
After the applicant’s request for rectification of the judgment had been dismissed,
she lodged an individual application with the Court.
V. EXAMINATION AND GROUNDS
24. The Constitutional Court,
at its session of 22 November 2018, examined the application and decided as
follows:
A. Alleged Violation of the
Right to Respect for Family Life
1. The Applicant’s
Allegations and the Ministry’s Observations
25. The applicant maintained
that both the Debt Enforcement Office and the inferior courts failed to consider
that the immovable that had been sold by auction and registered in her spouse’s
name was their family home, which gave rise to the violation of the right to
respect for family life.
26. In its observations, the
Ministry indicated that the inferior courts must act in a way that would ensure
sustainability and effectiveness of the relationships within the scope of
family life; that it was for the Constitutional Court to assess whether these
courts had exercised their discretion and powers in a reasonable and sound
manner; that the claim of family home could be raised only by the debtor, the
party to the execution proceedings, and that in the present case, the applicant,
who had no such capacity, had not indeed raised any such claim.
27. In her counter-statements
against the Ministry’s observations, the applicant stated that her husband
tried to sell the home, where they were living together, with malicious intent;
and that as she was not a party to the execution proceedings, she could not
raise the claim that the home could not be attached.
2. The Court’s Assessment
28. Article 20 § 1 of
the Constitution reads as follows:
“Everyone has the right to demand respect for his/her
private and family life. Privacy of private or family life shall not be
violated.”
29. Article 41 of the
Constitution, insofar as relevant, reads as follows:
“Family is the foundation of the Turkish
society and based on the equality between the spouses.
The State shall take the necessary measures
and establish the necessary organization to protect peace and welfare of the
family, especially mother and children, and to ensure the instruction of family
planning and its practice.”
30. In Article 48 § 2 of the
Code no. 6216 on Establishment and Rules of Procedures of the Constitutional
Court, dated 30 March 2011, it is set forth that the individual applications which
are manifestly ill-founded may be declared inadmissible by the Court. In this
sense, the individual applications where the applicant fails to substantiate
the alleged violations, or where there is no interference with fundamental
rights and freedoms, or where the interference is manifestly legitimate, as
well as the applications consisting of complex or contrived complaints may be
declared manifestly ill-founded (see Hikmet Balabanoğlu, no. 2012/1334,
17 September 2013, § 24).
31. The obligation incumbent
on the State within the scope of the right to respect for family life is not
merely limited to avoiding arbitrary interferences with the said right. In
addition to this negative obligation, it also involves positive obligations which
would ensure effective respect for family life. These positive obligations
entail taking of measures so as to ensure respect for family life even between
the individuals concerned (see Murat Atılgan, no. 2013/9047, 7 May 2015,
§ 26).
32. It appears that the
provisions embodied in Article 194 of the Turkish Civil Code no. 4721 and dated
22 November 2001, which make the family centre of life and which introduce
certain protective arrangements with respect to home -loss of which would
endanger the family members’ housing rights and sustainability of family
relations- are intended for protecting family life. It has been observed that through
this statutory arrangement, which has been introduced in pursuance of the
positive obligation to ensure effective exercise and protection of the right to
respect for family life, the legal foundation necessary for the effective
protection of this right as well as for ensuring the sustainability of the
family relations has been established (see Melahat Karkin [Plenary], no.
2014/17751, 13 October 2016, § 59).
33. Besides, as these
obligations would be satisfied only through the implementation of these
arrangements, the fundamental rights must be taken into consideration also in
interpretation of such relations notably in case of disputes among the
individuals governed by private law, a trial affording the necessary procedural
safeguards must be conducted, and the judicial authorities must consider the
rights and freedoms enshrined in the Constitution in interpreting the
provisions and notions of private law (see Melahat Karkin, § 60).
34. The matters as to the interpretation
of the legal provisions fall primarily within the inferior courts’
discretionary power and jurisdiction. It is also undisputed that the inferior
courts which have direct access to all parties of the case are in a better
position than the Court in assessing the particular circumstances of the case.
The Court’s role is confined to assessing the effects of the interpretation of
these provisions on fundamental rights and freedoms. Accordingly, the Court is
empowered to review the procedure followed by the inferior courts and notably
to ascertain whether, in interpreting and applying the provisions of the
relevant legislation, the inferior courts observed the safeguards set out in
Articles 20 and 41 of the Constitution. In this sense, the Court’s role is not
to replace the inferior courts as to the interpretation and application of the
provisions concerning family home and its protection, but to assess the
decisions taken by public authorities within the limits of their discretionary
powers from the standpoint of the safeguards inherent in the right to respect
for family life (see Melahat Karkin, § 61).
35. It is requisite that the
inferior courts act in a manner which would ensure the sustainability and
effectiveness of the relationships within the scope of family life. The Court,
which deals with notably the question whether the inferior courts have exercised
their discretionary power in a reasonable and sound manner, examines whether
the grounds raised to justify their discretion are relevant and sufficient (see
Murat Atılgan, § 44; and N.Ö., no. 2014/19725, 19 November 2015,
§ 55).
36. In the present case, the
immovable, owned by the applicant’s husband and in the form of a family home,
was sold to a third party by auction at the end of the execution proceedings
peculiar to the bill of exchange, which was conducted against her husband. The
applicant then filed an action for annulment of tender, complaining that the
preparatory process prior to the impugned tender and the sale process were
contrary to Enforcement and Bankruptcy Law no. 2004 (“Law no. 2004”) and that
the immovable was in the form of a family home. At the end of the
proceedings, as the said processes were found lawful, the applicant’s action
was dismissed. The incumbent court failed to make any assessment as to her
claims arising from the safeguard peculiar to family home.
37. Although the State has
the positive obligation to protect the house where the family lives against the
deeds of the spouses and third persons (for a detailed explanation on this
matter, see Melahat Karkin, §§ 48-57), this does not mean that the
rights with respect to family home must be granted an absolute advantage. The
State also has the liability to strike a fair balance between different
interests. When the rights of third persons are at stake, the State is liable
to establish mechanisms so as to ensure a reasonable balance between the rights
and interests of these two parties.
38. As explained in detail
below, in the present case, the aim underlying the sale of the immovable, which
was a family home, is to protect the creditor’s right to property. In this
respect, what is expected from the public authorities is to strike a reasonable
balance between the third person’s right to property and the applicant’s right
to respect for family life.
39. Undoubtedly, the applicant
must have the opportunity to raise her claims regarding the safeguard afforded
to family home and bring them before the judicial authorities, in the face of
the deeds of her husband or third persons with respect to the family home.
Otherwise, protecting the house where the individuals maintain their lives, as
a requisite of the safeguard afforded to family home, becomes dysfunctional.
However, this should not be construed to the effect that the claims arising
from the guarantee afforded to family home are to be examined in every case. It
must be therefore considered ordinary for the law-maker, considering the very
nature of certain cases, to limit the judge’s power to examine in these cases
and to thereby introduce arrangements so as to preclude an examination as to
the rights related to the guarantee afforded to family home.
40. In the present case, the
applicant raised her claims as to the family home during the action she brought
for annulment of tender where the impugned act was the sale by auction of the
debtor’s immovable by the enforcement office. Tender is a compulsory
enforcement process which is performed following a certain set of procedures
and intended for the sale of the debtor’s asset(s). The amount obtained through
sale after this stage is paid to the creditor, and thereby the compulsory
enforcement process ends. The creditor is thereby enabled to rapidly receive the
amount receivable. Taking into consideration this nature of the tender process,
the law-maker limits the court’s power to examine to assessing whether the
preparatory process prior to the sale and the sale process were conducted in
accordance with the procedure specified in Article 134 of Law no. 2004. In the
action for annulment of tender, the claims as to the substance of the impugned
debt cannot be examined; and nor is the incumbent court entitled to make an
assessment as to the rights resulting from the notion of family home.
41. Given the nature and
subject-matter of the action for annulment of tender, limiting the judge’s
power to examine as well as the inability to examine the applicant’s rights
resulting from the guarantee afforded to family home in this action must be
considered reasonable. Accordingly, it has been concluded that there is
undoubtedly no violation of the right to respect for family life due to the
incumbent court’s limited examination as to the review of the tender processes.
42. On the other hand,
although the applicant’s complaint of 6 March 2014 whereby she claimed that the
immovable in question could not be attached for being a family home was
dismissed by the court as she was not a party to the enforcement process, it appears
that her individual application does not concern this dismissal.
43. For these reasons, this
part of the application must be declared inadmissible for being manifestly
ill-founded, without any further examination as to the other admissibility
criteria.
B. Alleged
Unconstitutionality of the Relevant Statutory Provision
44. The applicant requested the annulment
of Article 134 § 2 of Law no. 2004, stating that it precluded her right to
legal remedies.
45. In Article 45 § 3 of
Code no. 6216, it is set forth that no individual application can be filed
against the legislative acts and regulatory administrative acts. In cases where
a given legislative act gives rise to violation of any fundamental right or
freedom, an individual application may be lodged not directly against a
legislative act but against any act, action or negligence whereby the said
legislative act has been implemented (see Süleyman Erte, no. 2013/469,
16 April 2013, § 17; and Serkan Acar, no. 2013/1613, 2 October 2013, §
37).
46. In the present case, the
applicant lodged her application also directly for the annulment of the
impugned legislative act for being unconstitutional.
47. For these reasons, this
part of the application must be declared inadmissible for lack of competence
ratione materiae without any further examination as to the other
admissibility criteria.
C. Alleged Violation of
the Right to a Fair Trial
1. The Applicant’s
Allegations and the Ministry’s Observations
48. The applicant maintained that her
right of access to a court had been violated for being held liable to pay an
amount corresponding to 10% of the tender price to the State Treasury due to
the dismissal of her action for annulment of tender.
49. In its observations, the
Ministry noted that the applicant had filed an action for annulment of tender
due to the alleged irregularity at the tender stage upon the sale of the
immovable at the end of the enforcement proceedings conducted against her
husband; that the incumbent court dismissed her request as well as imposed a
fine amounting to 10% of the tender price by virtue of Law no. 2004; and that
the statutory provision on the basis of which the fine was imposed had been
brought before the Constitutional Court through the constitutionality review
procedure; however, by its decision no. E.2012/68 K.2012/182 and dated 22
November 2012, the Court found the contested provision constitutional. The Ministry
further indicated that on 15 January 2015, the applicant filed an action for
annulment of the tender of 24 June 2014; and that this action was still
pending.
50. In her
counter-statements against the Ministry, the applicant stated that her sole aim
was to save their family home, amounting to 4,000,000 Turkish liras (“TRY”),
against the debt in the amount of TRY 200,000.
2. The Court’s Assessment
51. Article 36 § 1 of the Constitution
titled “Right to a legal remedy” reads as follows:
“Everyone has the right of litigation either
as plaintiff or defendant and the right to a fair trial before the courts
through legitimate means and procedures. No court shall refuse to hear a case
within its jurisdiction.”
52. The Constitutional Court
is not bound by the legal qualification of the facts by the applicant and it
makes such assessment itself (see Tahir Canan, no. 2012/969, 18
September 2013, § 16). It has been considered that the applicant’s allegations
must be examined from the standpoint of the right of access to a court.
a. Admissibility
53. The Court found admissible the
alleged violation of the right of access to a court for not being manifestly ill-founded
and there being no other grounds for its inadmissibility.
b. Merits
i. Scope of the Right and
Existence of an Interference
54. Article 36 § 1 of the Constitution
sets forth that everyone has the right of litigation either as plaintiff or defendant
before the courts. Therefore, the right of access of to a court is an element
inherent in the right to legal remedies safeguarded by Article 36 of the
Constitution. Besides, in the legislative intention of adding the notion of “the
right to a fair trial” to Article 36 of the Constitution, it is underlined
that the right to a fair trial which is also enshrined in the international
conventions to which Turkey is a party has been incorporated into the said
Article. The European Court of Human Rights (“the ECHR”), interpreting the
European Convention on Human Rights (“the Convention”), notes that Article 6 §
1 of the Convention embodies the right of access to a court (see Özbakım
Özel Sağlık Hiz. İnş. Tur. San. ve Tic. Ltd. Şti., no. 2014/13156, 20 April
2017, § 34).
55. In its assessments
within the scope of the individual application, the Court notes that the right
of access to a court means the ability to bring a dispute before a tribunal and
to request the resolution of the dispute in an effective manner (see Özkan
Şen, no. 2012/731, 7 November 2013, § 52).
56. The probability or the
fact that the applicants, who have brought a dispute before a tribunal, would
be subject to a fee calculated over the amount, which was the subject-matter of
the dismissed action, or to any similar financial liability involves the risk
of precluding them from accessing to a court or rendering dysfunctional the
access to a court (see, in the same vein, Ali Şimşek and Others, no.
2014/2073, 6 July 2017, § 83).
57. It has been observed
that imposition of a fine, which would place a financial burden on the
applicant, at the end of the proceedings constituted an interference with the
right of access to a court.
ii. Whether the
Interference Constituted a Violation
58. Article 13 of the Constitution, titled
“Restriction of fundamental rights and freedoms”, insofar as relevant, reads
as follows:
“Fundamental rights and freedoms may be restricted only
by law and in conformity with the reasons mentioned in the relevant articles of
the Constitution ... These restrictions shall not be contrary to … and the
principle of proportionality.”
59. The above-mentioned
interference would constitute a breach of Article 36 of the Constitution unless
it satisfied the requirements laid down in Article 13 of the Constitution. Therefore,
it must be determined whether the interference complied with the requirements
set out in Article 13 of the Constitution and applicable to the present case,
namely being prescribed by law, relying on a justified reason as well as not
being contrary to the principle of proportionality.
(1) Lawfulness
60. It appears that the fine was imposed
on the applicant on the basis of Article 134 § 2 of Law no. 2004. It has been
therefore concluded that the interference with the applicant’s right of access
to a court in the present case had a legal basis.
(2) Legitimate Aim
61. The right to legal remedies is enshrined
in Article 36 of the Constitution. Although this provision sets forth no ground
for the restriction of this right, it cannot be said to be an absolute right
which could be restricted by no means. It is acknowledged that the rights in
respect of which no special ground for restriction is prescribed nevertheless
have certain boundaries by their very nature. Moreover, even if the provisions
embodying the relevant rights introduce no ground for restriction, these rights
may be nevertheless subject to restriction on the basis of the provisions specified
in the other provisions of the Constitution. It is clear that certain
arrangements as to the scope, and the conditions for the exercise, of right of
litigation are the rules that set forth the limitations arising from the very
nature of the right to legal remedies and determines the coverage of the right.
However, these restrictions cannot be contrary to the safeguards set forth in
Article 13 of the Constitution (see the Court’s judgment no. E.2015/96 K.2016/9,
§ 10).
62. Imposing an additional
sanction leading to a financial burden, along with the dismissal of the action
for the prevention of any delay likely to occur in the payment of a debt,
ensuring the creditor to receive the receivable in a timely manner as well as
for the protection of the successful tenderer, is intended for protecting the
amounts owed to the creditors which are found established by the judicial
authorities as well as the right having material value that the successful
tenderer has obtained through making a payment. As the impugned interference
was in pursuit of protecting the right to property, it pursued a
constitutionality legitimate aim.
(3) Proportionality
(a) General Principles
63. Proportionality, which is one of the
criteria to be taken into account in restricting the rights and freedoms under
Article 13 of the Constitution, stems from the principle of state of law. Since
the restriction of rights and freedoms in a state of law is an exceptional
power, it may be justified only on the condition of being applied as required
by the exigency of the situation. Imposing restrictions on individuals’ rights
and freedoms to a degree that is more than what is required by the
circumstances of the case would amount to excess of power afforded to the
public authorities, which is therefore incompatible with the state of law (see
the Court’s judgment no. E.2013/95, K.2014/176, 13 November 2014).
64. The principle of
proportionality entails that the prescribed interference is suitable for
achieving the aim sought to be attained; that the interference is absolutely
necessary for the aim pursued; and that a reasonable balance must be struck between
the interference with the individual’s right and the aim sought. In the event
that the prescribed measure places an extraordinary and excessive burden on the
individual, the interference cannot be said to be proportionate (see the
Court’s judgments no. E.2012/102, K.2012/207, 27 December 2012; no. E.2014/176,
K.2015/53, 27 May 2015; E.2015/43, K.2015/101, 12 November 2015; no. E.2016/16,
K.2016/37, 5 May 2016; no. E.2016/13, K.2016/127, 22 June 2016; and Mehmet
Akdoğan and Others, no. 2013/817, 19 December 2013, § 38). In making an
assessment as to the proportionality of an impugned interference, the relevant
statutory arrangements as well as the particular circumstances of the present
case and the applicant’s conduct must be taken into consideration (see Ahmet
Ersoy and Others, no. 2014/4212, 5 April 2017, § 50).
65. It primarily falls upon
the public authorities to assess the necessity of the means of interference
employed. The authorised administrations are responsible for the achievement of
the public interest sought to be attained by the impugned interference, and the
administrations are afforded a certain degree of discretionary power in
choosing the means to be employed for the aim pursued. However, the
discretionary power granted to the administrations as to the necessity of the means
employed is not unlimited. In cases where the means employed explicitly make
the aim sought to be attained overridden by the interference, the
Constitutional Court may conclude that the interference was unnecessary. However,
the Constitutional Court’s examination in this context is directed towards not the
degree of appropriateness of the means chosen, but the gravity of its
interference with rights and freedoms (see Recep Tarhan and Afife Tarhan,
no. 2014/1546, 2 February 2017, § 70).
66. The action for annulment
of a tender, whereby the sale of an attached property by way of compulsory
enforcement proceedings is requested to be annulled due to certain
irregularities at the preparatory stage of the tender or in the tender itself,
is a case peculiar to the enforcement law. Certain additional arrangements may
be introduced, in the enforcement law, by departing from the general provisions,
with a view to protecting the creditor’s right to property and enabling him to
receive the relevant amount within a reasonable time. In this sense, placing an
additional pecuniary liability -along with the decision on dismissal of the
action for annulment of tender- on the party requesting the annulment for
ensuring the legal consequences of the tender to take effect immediately as
well as for hindering the unnecessary applications likely to pose an obstacle
thereto would not thwart the right of access to a court. However, this
additional burden must not be of the nature and gravity that would restrict, to
a significant extent, those who would raise an alleged infringement of their
rights and interests during the tender process from filing an action.
67. A fair balance must be
struck between the aim pursued by placing a financial burden and the
applicant’s interests. It must be considered whether the parties filing an
action for annulment of the tender had the opportunity to interfere with the
enforcement proceedings and the sale prior to that stage. The judicial bodies
to make such assessments must be afforded a certain degree of flexibility that
vest in them a discretionary power by the particular circumstances of the given
case.
(b) Application of
Principles to the Present Case
68. The action for the annulment of
tender, which was brought by the applicant, was dismissed by the incumbent
court as the grounds of alleged unlawfulness were not found justified. She was
also imposed a fine of TRY 175,800, amounting to 10% of the tender price of TRY
1,758,000, which would be paid to the State Treasury. The said fine is not, as
also indicated by the applicant, an amount that would be paid to the creditor
and would be therefore deducted from the amount receivable by the creditor; but
rather an amount that is recorded as revenue in the State Treasury.
69. It has been accordingly
understood that the imposition of a fine amounting to 10% of the tender price
in case of dismissal of the action brought for annulment of the tender is a
suitable means for the protection of the creditor’s right to property by
preventing the procrastination of the enforcement proceedings and facilitating
the collection of the specified receivable.
70. It is one of the State’s
positive obligations to set up the compulsory enforcement system so as to
ensure, in the private debt relations, the payment of the debts which have not
been paid with consent as well as to enable the creditor to receive the
relevant amount within a reasonable time by ensuring effective functioning of
the system. Disruptions in the compulsory enforcement system and unreasonable
delays during this process may fall foul of this positive obligation. In this
regard, it may be said that it is requisite to take measures for the prevention
of the unnecessary prolongation of the compulsory enforcement proceedings and its
remaining inconclusive. An action for annulment of a tender without a justified
ground may lead to the procrastination of the compulsory enforcement
proceedings which have indeed reached the final stages. Accordingly, the
introduction, by the law-maker, of various mechanisms capable of having a
deterrent effect on filing an action for annulment of tender without any
justified reason must be considered reasonable. In this sense, it cannot be
concluded that the imposition of an additional financial burden on the litigant
in case of dismissal of the action for annulment of tender is not a necessary
means for avoiding unnecessary actions to be brought.
71. However, it must be assessed
whether this interference was proportionate. In assessing the proportionality
of the interference, it is taken into consideration whether a reasonable
balance has been struck between the interests of the creditor, who has sought
the State’s assistance to collect the amounts receivable and accordingly
resorted to the State’s compulsory enforcement mechanism, and those of the
applicant, who requested annulment of the tender. In this connection, the type
of the asset that was put on sale by auction as well as the questions whether
this asset had a bearing on a special safeguard within the context of the other
individuals, whether the applicant had any opportunity, at earlier stages, to
bring an action through which she could obtain the same result with that of the
action for annulment of tender are ascertained. Besides, amount of the fine
imposed and the applicant’s ability to pay that amount are also considered
under the particular circumstances of the present case.
72. The immovable,
subject-matter of the tender, is a family home as maintained by the applicant.
As a requirement inherent in the duty to protect family, a positive obligation
set out in Article 41 of the Constitution, family home is subject to a special
protection mechanism by virtue of Article 194 of Law no. 4721. It must be also
borne in mind that in her action for annulment of the tender, the applicant
relied on these safeguards concerning the family home.
73. It has been observed
that the applicant resorted to all available judicial remedies so as to prevent
the sale of the immovable, which was -according to her- a family home and of
great value for her and her family in both pecuniary and non-pecuniary terms.
Given the amount of the debt amount, which was subject to enforcement
proceedings and extremely low in comparison to the price estimated for the
immovable in question at the end of the appraisal, it must be underlined that
preventing the sale of the immovable was of considerable personal significance
to the applicant. As a matter of fact, although the applicant claimed that the
impugned immovable could not be attached for being a family home, relying on
Article 82 § 12 of the Law no. 2004 when she became aware of the enforcement
proceedings, the incumbent court dismissed her claim on the ground that she was
not a party to the proceedings.
74. Besides, it must be
further emphasised that the applicant stated that she was a housewife and
therefore had no income; and that the inferior courts did not make any finding
or assessment to the contrary. In the light of these explanations, the fine at
the amount of TRY 175,800 would undoubtedly place a significant financial
burden on her and may cause her to have financial difficulties.
75. On the other hand, the
fine prescribed in Article 134 § 2 of Law no. 2004 is imposed directly in cases
where the request for annulment of tender is dismissed on the merits. The Law
does not set an upper limit for the amount of the fine. Nor does it provide a
certain degree of flexibility that would enable the inferior courts to take
into account the circumstances of a given case and afford discretionary power
to the judge. On account of this situation, the applicant, who did not have any
opportunity to raise her claim of family home at the earlier stages as well as any
income, was imposed a fine of TRY 175,800, which was quite high according to
the conditions in the country.
76. Regard being had to all
these considerations, it has been concluded that no fair balance could be
struck between the interest of protecting the creditor’s rights and the
applicant’s interest of bringing an action for annulment of the tender; that
the fine imposed on the applicant placed an extraordinary burden on her; and
that it therefore rendered the interference with the applicant’s right of
access to a court disproportionate.
77. For these reasons, the
Court found a violation of the right of access to a court under the right to a
fair trial safeguarded by Article 36 of the Constitution.
Mr. Hicabi DURSUN did not
agree with this conclusion.
D. Application of Article
50 of Code no. 6216
78. Article 50 §§ 1 and 2 of the Code
no. 6216 on Establishment and Rules of Procedures of the Constitutional Court,
dated 30 March 2011, reads as follows:
“1) At the end of the examination of the
merits it is decided either the right of the applicant has been violated or
not. In cases where a decision of violation has been made what is required for
the resolution of the violation and the consequences thereof shall be ruled…
(2) If the determined violation arises out of
a court decision, the file shall be sent to the relevant court for holding the
retrial in order for the violation and the consequences thereof to be removed.
In cases where there is no legal interest in holding the retrial, the
compensation may be adjudged in favour of the applicant or the remedy of filing
a case before the general courts may be shown. The court, which is responsible
for holding the retrial, shall deliver a decision over the file, if possible,
in a way that will remove the violation and the consequences thereof that the Constitutional
Court has explained in its decision of violation.”
79. The applicant requested
the Court to find a violation, order a retrial or to award her compensation.
80. Pursuant to Article 49 § 6 of Code
no. 6216, during an examination on the merits, it is determined whether any
fundamental right has been violated, and if any, how the violation would be
redressed. In Article 50 § 1 of the same Code, in cases where a violation
judgment is rendered, the steps needed to be taken for the redress of the
violation and its consequences shall be indicated. Accordingly, if a violation
is found, not only the violation of a fundamental rights and freedom is established,
but also it must be determined how the found violation would be redressed,
in other words, the steps needed to be taken in order to redress the
violation and consequences thereof must be indicated (see Mehmet Doğan [Plenary],
no. 2014/8875, 7 June 2018, § 54).
81. In cases where it is
established through individual application mechanism that a fundamental right
or freedom has been violated, the main rule, for redressing the violation and
its consequences, is to ensure restitution as much as possible, that is to say,
to ensure restoring to the former state prior to the violation. To that end, it
must be primarily required to end the continuing violation, to revoke the
decision or the act giving rise to the violation or to eliminate their
consequences, to compensate the pecuniary and non-pecuniary damages resulting
therefrom, as well as to take the other measures deemed necessary in this
respect (Mehmet Doğan, § 55).
82. Before indicating the
steps to be taken for redressing the violation and its consequences, the reason
giving rise to the violation must be identified. The violation may be caused by
administrative acts and actions, judicial processes or the actions of the
legislative body. Therefore, the identification of the underlying reason of the
violation is of importance for determining the appropriate means of redress (Mehmet
Doğan, § 57).
83. If the violation is
caused by the implementation of a provision of law, which is not clear enough
to enable the administrative authorities or the judicial courts to make an
interpretation in accordance with the Constitution, this violation is resulted not
from its implementation but directly from the law itself. In such a case, the
violation along with all consequences thereof may be redressed only when a
fresh decision eliminating the ground giving rise to the violation is taken
through a retrial, and if it is not possible, only when certain compensatory
measures capable of affording a sufficient redress and suitable to the
particular circumstances of the given case are taken.
84. In the present case, it
has been concluded that the right of access to a court falling under the scope
of the right to a fair trial, which is safeguarded by Article 36 of the
Constitution, was violated; and that the violation was resulted directly from
Article 134 of Law no. 2004. In other words, the said provision of law does not
allow the judge to make an assessment or use discretion in consideration of the
particular circumstances of the dispute in question. This provision entails the
imposition of a fine at a proportional amount in case of dismissal of the
action, and this proportional rate is absolutely applied to each case in the
same way.
85. In the present case,
there is no opportunity for a retrial. In that case, as required by the rule of
restoring to the former state, the pecuniary damage sustained by the
applicant must be redressed in order to eliminate the consequences of the impugned
court decision. A fine of TRY 175,800 was imposed on the applicant, and upon
the finalisation of the court decision, a writ for the collection of the fee
was issued and submitted to the tax office. There is not ny information or
document in the file to the effect that the impugned fine was collected. Nor is
there any notification by the applicant in this regard. Accordingly, the
revocation of the said writ of 2 November 2015, which was issued by the
incumbent court, in a way that would preclude its being put into force by the
relevant tax office, as well as its return to the relevant court would
constitute a sufficient redress, also in consideration of the fact that the
applicant did not claim non-pecuniary compensation.
86. The total court expense
of TRY 2,206.90 including the court fee of TRY 226.90 and the counsel fee of
TRY 1,980, which is calculated over the documents in the case file, must be
reimbursed to the applicant.
Mr. Hicabi DURSUN did not
agree with this conclusion.
VI. JUDGMENT
For these reasons, the
Constitutional Court held on 22 November 2018:
A. 1. UNANIMOUSLY that the
alleged violation of the right to respect for family life be DECLARED INADMISSIBLE
for being manifestly ill-founded;
2. UNANIMOUSLY that the alleged
unconstitutionality of the provision of law applied in the present case and the
request for its annulment be DECLARED INADMISSIBLE for lack of competence ratione materiae;
3. UNANIMOUSLY that the
alleged violation of the right of access to a court be DECLARED ADMISSIBLE;
B. By MAJORITY and by
dissenting opinion of Mr. Hicabi Dursun, that the right to access of a court
under the scope of the right to a fair trial, safeguarded by Article 36 of the
Constitution, was VIOLATED;
C. By MAJORITY and by
dissenting opinion of Mr. Hicabi Dursun, that a copy of the judgment be SENT to
the 19th Chamber of the İstanbul Civil Enforcement Court (file no.
2014/893, K.2014/1202) for the revocation of the writ of collection as well as
its withdrawal by the enforcement court so as to redress the consequences of
the violation of the right of access to a court;
D. That the total court
expense of TRY 2,206.90 including the court fee of TRY 226.90 and the counsel
fee of TRY 1,980 be REIMBURSED to the applicant;
E. That the payment be made
within four months as from the date when the applicant applies to the Ministry
of Finance following the notification of the judgment. In case of any default
in payment, legal INTEREST ACCRUE for the period elapsing from the expiry of
four-month time limit to the payment date;
F. That a copy of the
judgment be SENT to the Ministry of Justice.
DISSENTING OPINION OF JUSTICE
HİCABİ DURSUN
1. The application concerns the alleged
violation of the right of access to a court due to the imposition of a fine,
amounting to 10% of the tender price, on the applicant upon the dismissal of
the action for annulment of the tender brought against the sale of the
immovable, which was a family home, by auction.
2. Article 36 § 1 of the Constitution sets
forth that everyone has the right of litigation either as plaintiff or
defendant before the courts. Therefore, the right of access of to a court is an
element inherent in the right to legal remedies safeguarded by Article 36 of
the Constitution (see
Özbakım Özel Sağlık Hiz. İnş. Tur. San. ve Tic. Ltd. Şti., no.
2014/13156, 20 April 2017, § 34). In its assessments within the scope of the
individual application, the Court notes that the right of access to a court
means the ability to bring a dispute before a tribunal and to request the
resolution of the dispute in an effective manner (see Özkan Şen, no.
2012/731, 7 November 2013, § 52).
3. By imposing a fine at the
rate of 10% of tender price in case of dismissal of the action for annulment of
tender, it is aimed at preventing the procrastination of the finalisation of
tender process by means of precluding unnecessary and unfounded applications,
completing tender process within the shortest time possible, as well as at
ensuring maintenance and increase of confidence in tender process, which is of
public nature. It is prescribed that in case of dismissal of the action for
annulment of tender, a fine shall be automatically imposed, and the tender
process, which is public act, is subject to judicial review. As regards the
tender process, the creditor seeking the sale of the immovable, the debtor, the
relevant parties in the register of title deeds as well as the bidders are
entitled resort to judicial remedies within 7 days as from the tender date.
They may also request the annulment of a given tender, relying on any ground. Thus,
the constitutional rights that the parties to the tender process have in their
capacity either as a plaintiff or defendant before the enforcement courts are
not impaired. The relevant parties have access to the prescribed judicial
remedy in case of a disputed tender, which is a process of the enforcement law,
and the incumbent courts are not thereby precluded from issuing necessary
decisions by dealing with the actions brought with respect to this process.
Therefore, the imposition of a fine at the rate of 10% of tender price in case
of dismissal of the action brought for annulment of tender does not, in any
aspect, hinder the right to legal remedies.
4. The fine to be imposed,
in cases where the action for annulment of tender has been dismissed, is
determined proportionally by considering that tender prices as well as the
amount of loss –that would incur as a result of the prevention of the
finalisation of tender process through the action for annulment of tender which
is unfounded– may vary by the particular circumstances of a given case. It thus
appears that the aim of this fine is to ensure that those concerned bring an
action for annulment of tender in good faith whereby their real intent is to claim
rights on justified grounds, as well as to ensure the conduct of the tender
process in a rapid and effective way. The imposition of a fine in case of
dismissal of an action for annulment of tender and determination of this fine proportionally
to the tender price demonstrate the reasonable and appropriate relation between
the aim pursued and the means employed.
5. Therefore, in the present
case, it cannot be concluded that the imposition of a fine, amounting to 10% of
the tender price, on the applicant due to the dismissal of her action for
annulment of the tender was not proportionate; and that therefore, the right to
access of court has been violated.
6. For these reasons, I
disagree with the majority’s conclusion that there was a violation of the
applicant’s right of access to a court. In the same vein, I do not agree with
the award of compensation to the applicant.