REPUBLIC OF TURKEY
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CONSTITUTIONAL COURT
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SECOND SECTION
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JUDGMENT
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HÜSEYİN ÜNAL
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(Application no. 2017/24715)
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20 September 2018
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On 20
September 2018, the Second Section of the Constitutional Court found a
violation of the right to property, which is safeguarded by Article 35 of the
Constitution, in the individual application lodged by Hüseyin Ünal (no.
2017/24715).
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THE FACTS
[8-29] The
applicant filed a request with the municipality for the expropriation of his
immovable property that had been allocated as a road in the master development
plan.
The
municipality proposed exchange of the immovable; however, the applicant refused
it as the proposed immovable properties were not equivalent to his immovable.
Thereafter, he filed a case against the municipality before the administrative
court and claimed the current market value of his immovable.
The
administrative court noted that pursuant to the Provisional Article 11 of the
Expropriation Law no. 2942, effective as of 7 September 2016, the five-year
period for the expropriation of the immovable properties allocated by
implementary development plans for public services and governmental agencies
would start running as from the date of entry into force of this provision and,
therefore, concluded that it could not decide on the merits of the dispute at
that stage.
The
applicant then appealed the decision; but the regional administrative court
found the first instance decision compatible with the procedure and law and
therefore dismissed the applicant’s appellate request with final effect.
V.
EXAMINATION AND GROUNDS
30.
The Constitutional Court, at its
session of 20 September 2018, examined the application and decided as follows:
A.
The Applicant’s Allegations and the
Ministry’s Observations
31.
The applicant stated that the
fact that his immovable property was allocated as road in the zoning plan
constituted an interference with his right to property, and that he had not
been able to use the immovable property since 2004 because of the said
interference. The applicant stated that the non-expropriation of his immovable
property led to a violation of his right to property. He contended that the
right to a fair trial, the principle of equality, and freedom to seek rights
had been violated due to the retroactive implementation of legal amendments
made while the proceedings had been pending.
32.
In the Ministry's observations,
it was stated that the applicant's immovable property was allocated as road in
the zoning plan and that in the action filed by the applicant on the
restriction of the right of disposition arising from the allocation of the
immovable to the public service, the case was concluded against the applicant
in accordance with the law article coming into force later. In this context,
the Ministry emphasized that the interference satisfied the criteria of
legality and public interest. The Ministry added that the Constitutional Court
enjoys discretion in the assessment of proportionality to be carried out in the
context of the damage caused to the property and whether a disproportionate
burden was imposed upon the applicant.
33.
The applicant declared in his
submission against the observations of the Ministry that he had not been able
to properly use the right to property over his immovable property for years due
to the allocation of the property as a public service area. The applicant
asserted that he would not like to be victimized again due to the resetting of
the five-year period on account of the newly introduced legal regulation that
came into force after the action was filed, thereby preventing him from
exercising his constitutional rights. The applicant submitted that his
compensation claims were still valid.
B.
The Court’s Assessment
34.
Article 35 of the Constitution, titled
"Right
to Property", reads as follows:
"Everyone has the right to own and inherit property.
These rights may be limited by law only in view of public interest.
The exercise of the right to property shall not contravene public
interest.
35.
The Constitutional Court is not
bound by the legal qualification of the facts by the applicant and it makes
such assessment itself (see Tahir
Canan, no. 2012/969, 18 September 2013, § 16). The applicant
argues that apart from the right to property, his right to a fair trial,
principle of equality and right to seek freedom have been violated. However,
the applicant failed to justify the existence of the unequal treatment that
could lead to a violation of the principle of equality in the present case.
Moreover, as it has been understood that the original complaint of the
applicant concerned his failure to enjoy his property, and his failure to use
and dispose of the property, all complaints of the applicant were examined
within the scope of failure to exercise the right to property.
1.
Admissibility
36.
Alleged violation of the
applicant’s right to property must be declared admissible for not being
manifestly ill-founded and there being no other grounds for its
inadmissibility.
2.
Merits
a.
Existence of Property
37.
Article 1 § 1 of the
Constitution, which reads "Everyone has the right to own
and inherit property", protects the right to property. The
right to property, which is guaranteed by the aforementioned article of the
Constitution, encompasses the right to any property that carries economic value
and that have a monetary value (see the Court’s judgment no. E. 2015/39, K.
2015/62, 1 July 2015, § 20). The immovable property which was the subject
matter of the zoning implementation is registered in the applicant's name. In
this context, it is clear that the immovable property which is registered in
the land registry constitutes property within the meaning of Article 35 of the
Constitution.
b.
Existence of an interference
38.
The right to property, guaranteed
as a fundamental right in Article 35 of the Constitution, authorizes the person
to use his possessions as he/she wishes and to dispose of and benefit from the
products that grow on it, provided that he/she does not prejudice rights of
others and complies with the restrictions provided for in the laws (see Mehmet
Akdoğan and Others, no. 2013/817, 19 December 2013, § 32).
Therefore, the restriction of any of the rights of the owner to use his
property, to benefit from the products on his/her property and to dispose of
his/her property constitutes an interference with the right to property (see Recep
Tarhan and Afife Tarhan, no. 2014/1546, 2 February 2017, § 53).
39.
As the immovable property has not
been expropriated and not been actually confiscated yet, the allocation of the
immovable property for public use in the zoning plan does not result in the
deprivation of the right to property, but it significantly restricts the
authorities of the owner arising from the right to property. In this regard, as
the immovable is reserved as a public service area, it is not possible to
construct anything on it. This also has negative effects on the procedures
concerning the establishment of rights of sale, donation, mortgage, and other
easement rights and on the market value of the immovable. Therefore, there is
no doubt about the fact that allocating the immovable properties as “public
service areas” in the zoning plan will constitute an interference with the
right to property.
40.
Article 35 § 1 of the
Constitution describes the right to peaceful enjoyment of the property,
stipulating that everyone has the right to property and the second paragraph
draws a framework of interference with the right to peaceful enjoyment of
property. In the second paragraph of the said article, the conditions under
which the right to property may be restricted are listed and a general
framework of the conditions for deprivation of property
is provided. In the last paragraph of the said article, it is set out that as a
rule, the use of the right to property cannot be contrary to the public
interest. Thus, the state is allowed to control and regulate the use of
property. Special provisions allowing the control of property by the state may
be found also in other articles of the Constitution. It should also be noted
that deprivation of property and regulation of property are special forms of
interference with the right to property (see Recep Tarhan and Afife Tarhan,
§§ 55-58).
41.
The interferences with the right
to property by way of zoning implementations are considered, as a rule, within
the scope of control (or regulation) of the use of property for the public
interest, as stated in individual application decisions (see Süleyman
Günaydın, no. 2014/4870, 16/6/2016, § 65). As mentioned above, it
is clear that the interference in the present case did not result in
deprivation of property. However, taking into account the period of time passed
following the interference and the fact that the interference constituted a
stage of the expropriation process, the interference cannot be considered to
serve the purpose of control or regulation. Hence, the interference which is
the subject matter of the application must be examined within the scope of the
general rule of peaceful enjoyment of property.
c.
Whether the Interference
Constituted a Violation
42.
Article 13 of the Constitution
reads as follows:
"Fundamental rights and freedoms may be restricted only by law and
in conformity with
the reasons mentioned in the relevant articles of the Constitution
without infringing upon their essence. These restrictions shall not be contrary
to the letter and spirit of the Constitution and the requirements of the
democratic order of the society and the secular republic and the principle of
proportionality.”
43.
The right to property is not
regulated as an unlimited right in Article 35 of the Constitution and it was provided
for that this right may be restricted by law for the public interest. In
interferences with the right to property, Article 13 of the Constitution which
regulates the general principles concerning the limitations on the fundamental
rights and freedoms, should be taken into consideration. In accordance with the
article in question, fundamental rights and freedoms may only be limited by
law, on account of the reasons stated in the relevant articles of the
Constitution, without violating the requirements of the democratic public order
and the principle of proportionality. In order for an interference with the
right to property to be in compliance with the Convention, the interference
must be based on the law, must pursue public interest, and must be carried out
in accordance with the principle of proportionality (see Recep
Tarhan and Afife Tarhan, § 62).
i. Lawfulness
44.
Article 35 § 2 of the
Constitution, which stipulates that the right to property may only be limited
by law for public interest, requires the interferences with the right to
property to be prescribed by law. Furthermore, Article 13 of the Constitution
that regulates general principles with regard to the restriction of the
fundamental rights and freedom adopted, as a fundamental principle, the fact
that "the rights and freedoms may only be restricted by law"
(see Ali Ekber Akyol and Others, no. 2015/17451,16 February 2017,
§ 51).
45.
The first criterion required to
be examined in case of interferences with the right to property is whether the
interference had a legal basis in law. In the event that it is found
established that this criterion has not been met, it is concluded that the right to
property is violated without examining other criteria. The criterion that the interference
must be prescribed by law requires that there are enough accessible and
foreseeable rules regarding the relevant interference in domestic law (see Turkey
İş Bankası A.Ş. [GA], no. 2014/6192, 12 November 2014, § 44).
Equally important as the existence of the law is the necessity that the text
and application of the law has legal certainty to a degree that individuals may
foresee the consequences of their actions. In other words, the quality of the
law is also important in determining whether or not the legal requirement is
met (see Necmiye Çiftçi and Others,
no. 2013/1301, 30 December 2014, § 55).
46.
In the present case, the
applicant's immovable property was allocated as a road in the zoning
implementation performed in accordance with Law no. 3194. This constitutes the
basis of the interference with the right to immovable property. Having said
that, the action for compensation filed by the applicant was rejected by the inferior
courts which stipulated that it was not possible to render a decision on the
merits of the dispute in accordance with the Provisional Article 11 added to Law
no. 2942. In this context, it was considered that the interference with the
applicant's right to property had satisfied the legality criterion.
47.
Besides, as explained in the
previous judgments, the duty of the Constitutional Court in respect of the
complaints regarding the implementation of the legal rules is limited due to
the subsidiary nature of the remedy of individual application and the
Constitutional Court cannot interfere with the discretionary power of the inferior
courts in terms of implementing and interpreting the legal rules, except in
cases of except for obvious discretionary errors or explicit arbitrariness,
which constitute an interference with the rights and freedoms within the scope
of individual application (see Ahmet
Sağlam, no. 2013/3351, 18 September 2013, § 42). In determining
whether the public authorities' approach to enforcing the legal rules meets the
requirements of Article 35 of the Constitution, the Constitutional Court,
taking account of the nature of the interference in the present case, will examine
whether the interference was proportional and successful in reaching the
pursued aim and subsequently render a decision.
ii.
Legitimate Aim
48.
Pursuant to Articles 13 and 35 of
the Constitution, the right to property may only be restricted in favour of public
interest. In addition to providing the possibility of restricting the right to
property as deemed necessary by the public interest and being a reason for the
restriction, the notion of public interest envisages that the right to property
cannot be restricted except for the interest of public and effectively protects
the right to property by determining limits of the restriction in this respect (see
Nusrat
Külah, no. 2013/6151, 21 April 2016, § 53).
49.
Public interest is a broad notion
by nature. Taking into account the needs of the public, the legislative and
executive organs have a broad margin of appreciation in the determination of
what is in the public interest. If there is a dispute on the public interest,
it is clear that the specialized first instance courts and the courts of appeal
are in a better position to resolve disputes. In examining individual
applications, the Court shall not interfere with the discretion of the
competent public bodies in their determination of the public interest unless such
discretion is found manifestly ill-founded or arbitrary. It is for the claimant
to prove that the interference does not comply with the public interest (see Mehmet
Akdoğan and Others, §§ 34-36).
50.
Article 1 of Law no. 3194 also sets
out the purpose of the law as to ensuring that settlements and development
therein come into being in compliance with plans, science, hygiene, and
environmental conditions. As to the allocation of some immovable properties to
the public service during the arrangement of building lands and farmlands,
considering that everyone can benefit from public services if some immovable
properties are allocated as a road, as is the case with the present case, it
has been acknowledged that the interference had a legitimate aim based on the
public interest.
i.
Proportionality
(1)
General Principles
51.
It must finally be assessed
whether there is a proportionality between the aim of the interference with the
applicant’s right to property and the means employed to this end.
52.
Pursuant to Article 13 of the
Constitution, proportionality, one of the criteria to be taken into
consideration in restricting rights and freedoms, arises from the rule of law.
As the restriction of rights and freedoms in a state of law is an exceptional authority,
this authority could be justified provided that it is used to the extent
required by the particular circumstance. Limitation of the rights and freedoms
of individuals more than the particular circumstances require is incompatible
with the state of law, as it would mean exceeding the authority granted to
public authorities (see the Court’s Judgment, no. E. 2013/95, K. 2014/176, 13
November 2014).
53.
The principle of proportionality
consists of three sub-principles: capability, necessity
and proportionality. Capability means that
the envisaged interference must be capable of achieving the intended purpose, necessity
describes that an interference must be necessary in order to
achieve the intended purpose in other words, it is not possible to achieve the
intended purpose by a lighter interference, and proportionality
stands for that a reasonable balance that must be struck between
the interference against the rights of the individual and the intended purpose (see
Court’s judgments, no. E.2011/111, K.2012/56, 11 April 2012; no. E.2014/176,
K.2015/53, 27 May 2015; no. E.2016/13, K.2016/127, 22 June 2016; and Mehmet
Akdoğan and Others, § 38).
54.
Pursuant to the principle of
proportionality, a fair balance must be struck between the public interest
sought to be achieved in the case of a restriction on property rights of
individuals and the rights of the individual. This fair balance is upset when
it is established that the applicant bears an individual and excessive burden.
In assessing the proportionality of the interference, the Constitutional Court
will take into account the importance of the legitimate aim pursued, as well as
the burden imposed on the applicant in light of the nature of the interference
and the conduct of the applicant and public authorities (see Arif
Güven, no. 2014/13966, 15 February 2017, §§ 58, 60).
55.
It is natural for public
authorities to have a wide range of discretion to implement their own
development policies in complex and challenging subjects, especially in fields
such as the development of large cities. However, it is mandatory to inspect
whether the specified discretionary power is used in such a way that does not
violate the right to property protected under Article 35 of the Constitution
and whether the safeguard criteria specified in Article 13 of the Constitution
is met (see the Court’s Judgment, no. E. 2012/100, K. 2013/84, 4 July 2013).
The fact that the interference with the right to property pursued public
interest is not sufficient per se, but it should also be proportional. There is
a public interest in allocating private property as a public service area in
the zoning implementation. However, this should not impose an excessive and
disproportionate burden on the owner (see the Court’s judgment, no. E.2009/31,
K.2011/77, 12 May 2011). The fair balance that should be struck between public
interest pursued in the allocation of immovable properties to public service
and the protection of the applicants' right to property can only be achieved by
expropriating the immovable within a reasonable time.
56.
The legislator provided for that
the expropriation must be completed within a five-year period due to the fact
that zoning implementations cover wide areas and in order to provide adequate
funds to the budget. The legislator enjoys discretion in terms of such interferences
aiming to take control of the property for the public interest. Within the
framework of the said discretion, the owner may be expected to bear these
obstacles in order to attain the purpose of public interest for a reasonable
and definite period of time on account of the actual and legal obstacles stated
earlier. However, in the case of a delay in this period, not only the
restrictions in question aggravate the burden imposed on the owner of the
property but also the lack of any remedies to redress the damage sustained by
the owner due to the prolongation of the restriction period constitutes an
excessive burden on the owner (see the Court’s judgment, no. E. 2016/196, K.
2018/34, 28 March 2018).
(2) Application
of Principles to the Present Case
57.
The zoning status of the property
that the applicant owns is determined as road in the revised implementation
zoning plan approved on 5 February 2004. The applicant complains that complains
that he has not been able to use his property for many years due to the zoning
restrictions and in spite of this fact, his expropriation request has not been
accepted by the Municipality. Indeed, the applicant's expropriation request was
rejected by the Municipality, and the full remedy action that applicant filed
against the Municipality was also rejected. The Inferior courts concluded that
there were no grounds to render a decision on the merits of the case, providing
that the five-year period granted to the administration in respect of immovable
properties, which fall under the scope of Additional Article 1, and whose right
to disposition is restricted before the taking into effect of this Law, starts
from the date of entry into force of the said Law in accordance with
Provisional Article 11 added to Law no. 2942.
58.
In the established case-law of
the Supreme Administrative Court applicable prior to the entry into force of
the provisional Article 11 added to Law no. 2942, it was acknowledged that the
non-expropriation of an immovable property allocated for public service in the
zoning plans by the relevant administrations despite the completion of the
five-year period following the approval of the zoning plans leads to
uncertainty in the exercise of the right to property. In the calculation of the
five-year period considered reasonable in the case-law of the Supreme
Administrative Court, it is observed that the date final decision is taken as a
basis.
59.
Moreover, it is provided for in
Article 34 of Law no. 6745 and the Provisional Article 11 of Law no 2942 that
the said five-year period will start running for immovable properties falling
into the scope of the Additional Article 1 whose disposal was legally
restricted before the date of entry into force of this article from the date of
entry into force of this article. However, the said provision in the article
was annulled by the Constitutional Court on 28 March 2018 due to the fact that
it imposed on the owner an excessive burden and disrupted the fair balance that
must be struck between the public interest and the owner's right to property.
60.
Even though the immovable
property owned by the applicant was allocated as a road in the zoning implementation
plan with a scale of 1/1000 approved on 5 February 2004 in the present case; to
date, no expropriation has been carried out in respect of the property and no
compensation has been paid to the applicant. During this period, the building
restriction imposed on the immovable property remained and it was not possible
for the applicant to exercise his right to property, to use his property, or to
dispose of it.
61.
Consequently, even though
approximately fourteen years passed since the approval of the implementation
zoning plan, the fact that the immovable, which was allocated for public
service as a road in the zoning plan, was not expropriated
imposed an excessive burden on the applicant. In these circumstances, it has
been concluded that the fair balance between the protection of the applicant's
right to property and the public interest was disturbed to the detriment of the
applicant, and thus the interference was not proportionate.
62.
Consequently, the
Constitutional Court has found a violation of the right to property safeguarded
by Article 35 of the Constitution.
3.
Application of Article 50 of Code
no. 6216
63.
Article 50 §§ 1 and 2 of the Code
no. 6216 on Establishment and Rules of Procedures of the Constitutional Court,
dated 30 March 2011, reads as follows:
“(1) At the end of the examination of the merits it is decided either
the right of the applicant has been violated or not. In cases where a judgment
finding a violation has been rendered, what is required for the resolution of
the violation and the consequences thereof shall be ruled on...
(2) If the determined violation arises out of a court decision, the
file shall be sent to the relevant court for holding the retrial in order for
the violation and the consequences thereof to be removed. In cases where there
is no legal interest in holding the retrial, the compensation may be adjudged
in favour of the applicant or the remedy of filing a case before the general
courts may be shown. The court, which is responsible for holding the retrial,
shall deliver a decision over the file, if possible, in a way that will remove
the violation and the consequences thereof that the Constitutional Court has
explained in its decision of violation.”
64.
In the judgment of Mehmet
Doğan ([Plenary], no. 2014/8875, 7 June 2018) of the
Constitutional Court, general principles as to the determination of how to
redress the violation in the event of finding a violation were set out.
65.
In brief, it was emphasized in
the judgment of Mehmet Doğan that the source of the violation
must first be determined in order to determine the appropriate way of redress.
Accordingly, in cases where a court decision leads to a violation, as a rule,
it is decided that a copy of the decision be sent to the relevant court for
retrial in order to redress the violation and its consequences in accordance
with Article 50 § (2) of Code no. 6216 and Article 79 § 1 (a) of the Internal Rules
of Court of the Constitutional Court (see Mehmet
Doğan, §§ 57, 58).
66.
In the Mehmet
Doğan judgment, the Constitutional Court made explanations
regarding the obligations of the inferior courts having the duty of retrial and
what should be done by the inferior courts in order to remedy the consequences
of the violation. Accordingly, in cases where the Constitutional Court orders a
retrial in order to remedy the violation found, the inferior courts do not have
any discretionary power regarding the acceptance of the existence of the reason
for retrial and the annulment of the previous decision, unlike the retrial
concept regulated under the relevant procedural laws. Indeed, in case of
delivery of a decision of violation, the Constitutional Court, not the inferior
courts, which examines the existence of the violation has the discretion
regarding the necessity of retrial. The inferior court is obliged to take the
necessary actions to remedy the consequences of the violation in line with the
judgment finding violation of the Constitutional Court (see Mehmet Doğan, § 59).
67.
In this context, the inferior
court must first annul the decision which is found to have violated a
fundamental right or freedom or have failed to redress the violation committed
against a fundamental right or freedom. The inferior court must carry out to
relevant procedure to redress the consequences of the violation found in the
Constitutional Court decision following the annulment. Within this framework,
in the event that the violation stems from a procedural act or deficiency, the
procedural act in question has to be carried out again in such a way that redresses
the violation of the said right or for the first time, in case it has not
carried out yet. On the other hand, in cases where the Constitutional Court
determines that the violation is caused by the administrative act or action
itself or the outcome of the decision or judgment of the inferior court, rather
than the procedural acts performed or not performed by the court, the inferior
court must redress the consequences of the violation by rendering an opposite
decision directly, on the basis of the case file as far as possible without
performing any procedural acts (see Mehmet Doğan, § 60).
68.
The applicant claimed compensation
in respect of pecuniary and non-pecuniary damages.
69.
In the present case, the
immovable property of the applicant was allocated to the public service in the
zoning plan. In the action for compensation filed by the applicant, the inferior
courts found that there was no ground to render a decision on the case on the
basis of an article of law entered into force after the action was filed.
Therefore, the allocation to the public service of the immovable property
subject to the interference in the zoning plan is an administrative act. It is
observed that the applicant's right to property was violated due to an
administrative act.
70.
In this case, there is a legal
interest in retrial in order to redress the consequences of violation of the
right to property. Accordingly, the retrial to be conducted aims at redressing
the violation and its consequences in accordance with Article 50 § (2) of Code no.
6216. In this context, the inferior courts should award compensation that
provides reasonable redress in view of the consequences of the violation. On
the other hand, it is at the discretion of the inferior courts specialized in
this field to determine the amount of compensation to be awarded. For this
reason, a copy of the judgment shall be sent to the 1st Chamber of
the Eskişehir Administrative Court for retrial.
71.
As it has been concluded that the
decision to send back the case file to the competent judicial authority for
re-trial provided sufficient redress in terms of the consequences of the
violation, the compensation claims of the applicant were rejected.
72.
The total court expense of TRY 2,242.10
including the court fee of TRY 262.10 and the counsel fee of TRY 1,980, which
is calculated over the documents in the case file, must be reimbursed to the
applicant.
VI.
JUDGMENT
For these
reasons, the Constitutional Court UNANIMOUSLY held on 20 September 2018 that
A.
The application be declared
ADMISSIBLE;
B.
The right to property guaranteed
under Article 35 of the Constitution was VIOLATED;
C.
A copy of the judgment be SENT to
the 1st Chamber of the Eskişehir Administrative Court (E. 2016/82, K.
2016/1387) for a retrial to redress the consequences of the violation of the
right to property;
D.
The applicants’ compensation
claims be REJECTED;
E.
The total court expense of TRY
2,242.10 including the court fee of TRY 262.10 and the counsel fee of TRY 1,980
be REIMBURSED to the applicant;
F.
The payment be made within four
months as from the date when the applicant applies to the Ministry of Finance
following the notification of the judgment; In case of any default in payment,
legal INTEREST ACCRUE for the period elapsing from the expiry of four-month
time limit to the payment date;
A copy of
the judgment be SENT to the Ministry of Justice.