On 1 February 2018, the
Plenary of the Constitutional Court found a violation of the right to respect
for private and family life safeguarded by Article 20 of the Constitution in
the individual application lodged by Binali Özkaradeniz and Others (no.
2014/4686).
|
THE FACTS
[10-33] The applicants are residing in a
village located near a stream in the Susuz district of Kars.
The Kars Governor’s Officer
carried out an inspection over the sewage system of the district municipality
and consequently ascertained that sewage was disposed to the stream without
being subject to any treatment.
Thereafter, the district
municipality, taking into consideration the relevant legislation, prepared a
“work termination plan” and submitted it to the Governor’s Office. However, it was
noted in the “Environmental Status Report” issued afterwards by the Provincial
Directorate of Environment and Urbanization that no wastewater treatment
facility had been constructed in the region.
Alleging that they were
sustaining damage on account thereof, the applicants brought several actions
for compensation against the municipality. However, the administrative court
dismissed the actions. The applicants’ appellate requests against the
administrative court’s decisions were also dismissed by the Council of State.
V. EXAMINATION AND GROUNDS
34. The Constitutional Court,
at its session of 1 February 2018, examined the application and decided as
follows:
A. As regards the Applicant
Binali Özkaradeniz
35. Pursuant to Article 80 §
1 (ç) of the Internal Regulations of the Constitutional Court, an individual
application may be struck out of the Court’s list of cases in the absence of
any reason justifying the continued examination of the application. It is also
set forth in Article 80 § 2 thereof that the Court may proceed with the
examination of the application if required for the implementation and
interpretation of the Constitution or the determination of the scope and
boundaries of fundamental rights and freedoms or ensuring respect for human
rights.
36. In cases where the heirs
of an applicant who has died after lodging an individual application fail to inform
the Court, within a reasonable time, of their intent to pursue the application,
the Court may find no ground to justify a continued examination of the
application pursuant to the above-mentioned provisions of the Internal
Regulations (see İskender Kaya and Others, no. 2014/7674, 23 March 2017,
§§ 12-22). In the present case, the applicant Binali Özkaradeniz died on 14
August 2015 after lodging his application but his heirs failed to inform the
Court of their intent to pursue the application within a reasonable time. Nor
is there any reason to justify a continued examination of the application or
any of the reasons specified in Article 80 § 2 of the Internal Regulations.
37. Accordingly, the Court
decided to strike the individual application lodged by Binali Özkaradeniz out
of the Court’s list of cases.
B. As regards the Other
Applicants
1. The Applicants’
Allegations
38. The applicants complained
of the disposal by the municipality of untreated sewage to a stream running
along their village. They maintained that the villagers therefore suffered from
diarrhoea, jaundice and similar types of diseases due to the water pollution
caused thereby. They further indicated that this pollution also endangered the
human and animal health as well as the environment.
39. The applicants complained
that in the action for annulment they had filed upon the dismissal of their
application with the relevant administration for taking of the necessary
measures, their claim for compensation on account of the damage they had
sustained was rejected unjustly although the administrative court found
established the issues in question. They maintained that this pollution which
was not compatible with human dignity amounted to torture and was, by its
effects and consequences, in breach of their right to a healthy environment.
2. The Court’s Assessment
40. Article 20 § 1 of the
Constitution titled “Privacy of private life”, insofar as relevant,
reads as follows:
“Everyone has the right to demand respect for his/her
private and family life. .”
41. Article 5 of the
Constitution titled “Fundamental aims and duties of the State” reads as
follows:
“The fundamental aims and duties of the State
are to safeguard …, the Republic and democracy, to ensure the welfare, peace,
and happiness of the individual and society; to strive for the removal of
political, economic, and social obstacles which restrict the fundamental rights
and freedoms of the individual in a manner incompatible with the principles of
justice and of the social state governed by rule of law; and to provide the
conditions required for the development of the individual’s material and
spiritual existence.”
42. All legal interests
within the realm of the private life are safeguarded under Article 8 of the
Convention. However, it appears that these legal interests fall into the scope
of various provisions of the Constitution. In this sense, it appears that
certain legal values inherent in the notion of private life are enshrined in
Article 20 of the Constitution, and the other sub-categories of the private
life –namely, confidentiality of communication and right to respect for
domicile– are safeguarded under Articles 21 and 22 of the Constitution. It
accordingly appears that the rights enshrined in Article 8 of the Convention
are basically set out in Articles 20, 21 and 22 of the Constitution (for the
Court’s judgments in the same vein, see Hüseyin Tunç Karlık and Zahide Şadan
Karluk, no. 2013/6587, 24 March 2016, § 41).
43. On the other hand,
Article 17 § 1 of the Constitution enshrines the individuals’ right to protect and
improve their corporeal and spiritual existence. The legislative intention of
this provision sets forth that “… this provision secures the rights to life,
as well as to protect and improve the corporeal and spiritual integrity. These
two rights clearly form a whole and supplement one another. The State shall
take the necessary measures so as to protect the right to life that is
protected by law…”. Besides, as set forth in Article 5 of the Constitution,
it is among the State’s positive obligations to ensure the necessary conditions
for the improvement of the individual’s corporeal and spiritual existence. Therefore,
the right to protect and improve the corporeal and spiritual existence laid
down in these provisions must be considered as a framework regulation to be
taken into consideration in terms of the safeguards pertaining to the
fundamental rights and freedoms that are protected jointly by the Constitution
and the Convention. However, the right to respect for private life is enshrined
in Article 20 of the Constitution, and thereby afforded a special and separate
safeguard. Therefore, the environmental issues that have a bearing also on the
individual’s corporeal and spiritual existence must be examined under the right
to respect for private life laid down specifically and separately in Article 20
of the Constitution. However, in assessing the positive obligations incumbent
on the State within the meaning of the right to respect for private life, the
statutory arrangements pertaining to the right to protect and improve the corporeal
and spiritual existence must also be taken into account.
44. Within the scope of the
protection of private life, several legal interests that are compatible with
freely developing one’s personality are included within the scope of this
right. In this respect, legal interest of a person with respect to his physical
and mental integrity is also safeguarded within the scope of his right to
respect for private life. One of the legal interests inherent in the right to
physical and mental integrity is the right to a healthy environment (see the
Court’s judgment no. E.2013/89 K.2014/116, 3 July 2014).
45. The normative basis of
the right to a healthy environment, in constitutional context, is the provision
that everyone has the right to live in a healthy and balanced environment,
which is set forth in Article 56 of the Constitution which is under the section
titled social and economic rights and duties. It is thereby indicated that an
individual application cannot be lodged due to an alleged violation of the
second and third generations of rights enshrined in the Constitution. However,
the right to a healthy environment must be assessed in conjunction with
Articles 20 and 21 thereof, which respectively safeguards the right to respect
for private and family life and the inviolability of domicile, and by also
taking into account its impact on the legal interests inherent in these
provisions.
46. The Constitutional Court
is not bound by the legal qualification of the facts by the applicant and it
makes such assessment itself (see Tahir Canan, no. 2012/969, 18
September 2013, § 16).The applicants’ allegations are related neither to the
prohibitions of torture and ill-treatment nor to the right to life. Therefore,
by the very nature of the alleged violations, the application was examined
under the right to respect for private and family life.
a. Admissibility
47. It must be primarily
assessed whether the environmental impact complained by the applicants attained
the minimum level of severity required to trigger the safeguards inherent in
Article 20 of the Constitution (for the Court’s judgments in the same vein, see
Mehmet Kurt [Plenary], no. 2013/2552, 25 February 2016, § 67; Ahmet
İsmail Onat, no. 2013/6714, 21 April 2016, § 82; and Hüseyin Tunç Karlık
and Zahide Şadan Karluk, § 66).
48. In order for
environmental issues to be assessed within the scope of Article 20 of the Constitution,
certain conditions are sought. In this respect, it is required that the
impugned environmental nuisance has a direct impact on the applicant’s right to
respect for his private life, family life and his home; and that it has
attained a minimum level of severity. However, the threshold of minimum
severity is assessed by not determining whether the relevant legal values have
been violated, but finding out whether it has per se caused an
examinable issue on the relevant matter. The assessment of that minimum is
relative and necessitates an independent examination in every concrete case
within the scope of criteria such as the intensity and duration of the
nuisance, and the physical or mental integrity as well as general environmental
context. The most important element to be taken into consideration in the
assessments is undoubtedly the proximity of the applicant to the source of
environmental pollution (for the Court’s judgments in the same vein, see Mehmet
Kurt § 58; and Fevzi Kayacan (2), no. 2013/2513, 21 April 2016, §
53).
49. In this respect, the existence
of an adequately close link between environmental impact caused by the relevant
plant, facility or activity and the enjoyment of the applicant’s right to
respect for his private life, family life and his home would be sufficient (for
the Court’s judgments in the same vein, see Mehmet Kurt § 69; Ahmet
İsmail Onat, § 84; and Hüseyin Tunç Karlık and Zahide Şadan Karluk,
§ 68).
50. By virtue of the
amendment made to Law no. 2872 in 2006 by the legislator with respect to the
treatment of sewage, the municipalities have been held liable to establish
wastewater treatment system with a view to avoiding such environmental
nuisance, and it is also prescribed that if the municipalities fail to
establish such facilities within the specified period, a fine shall be imposed
on them. Besides, Article 43 § 4 of the Water Pollution Control Regulation sets
forth that in cases where the commitments specified in the work termination
plan concerning the establishment of a wastewater treatment facility are not
fulfilled for any reason other than force majeure, a criminal complaint shall
be filed against those concerned. It is inferred from these arrangements
introduced by the legislator and the relevant administration that disposal of
untreated sewage to a stream constitutes a severe environment issue which may
lead to unfavourable impacts. Considering the content of these arrangements and
the severe sanctions prescribed therein, the Court has also acknowledged that
the impugned environmental nuisance in the present case constituted a severe
problem.
51. However, the impacts of
the environmental nuisance in question on the applicants’ private and family
lives and on their homes must be also assessed. It appears that both the
applicants’ testator, Bekir Erdagöz, and the applicants themselves are residing
in the Porsuklu village in Susuz District of Kars where the Susuz Small Stream
runs along. It was found established by the Governor’s Office that the sewage
was disposed to the stream in the applicants’ village without being subject to
any treatment process by the municipality. As a matter of fact, the inferior
courts reached the same conclusion and accordingly determined that such
disposal of sewage to the stream had led to pollution likely to have hazardous
effects on the applicants’ health.
52. Therefore, in line with
the administrative and judicial authorities’ findings, the impugned
interference -in the form of the disposal of untreated sewage to the stream-
undoubtedly has adverse effects on the individuals residing in that region. It
should be also noted that as indicated in the application form and annexes
thereto, the applicants engage in agriculture and livestock. Therefore, the effects
and consequences of the impugned stream pollution become much more important.
In this sense, especially given the location of the stream in the present case,
it must be acknowledged that the environmental impacts resulting from the
disposal of untreated sewage to the stream are closely associated with the
applicants’ private and family lives as well as with the use of their homes. Accordingly,
given the impacts of the water pollution resulting from a public deed on the
applicants within the framework of their right to respect for private and
family life, it has been concluded that the impugned environmental nuisance
constituted an interference with the right safeguarded by Article 20 of the
Constitution. Therefore, it has been considered that the environmental nuisance
complained of in the present case attained the severity required to fall within
the scope of Article 20 of the Constitution.
53. The Court accordingly declared
the alleged violation admissible for not being manifestly ill-founded and there
being no other grounds for its inadmissibility.
Mr. Burhan ÜSTÜN, Mr. Serdar
ÖZGÜLDÜR, Mr. M. Emin KUZ, Mr. Kadir ÖZKAYA and Mr. Recai AKYEL did not agree
with this conclusion.
b. Merits
i. General Principles
54. The State is under the
positive obligation to effectively protect and respect for the individuals’
right to respect for private and family life. In such kind of applications, it
is highly difficult to distinguish between the negative and positive obligations
incumbent on the State. Besides, the principles to be applied in these
applications are mainly the same in terms of both the negative and positive
obligations (in the same vein, see Hüseyin Tunç Karlık and Zahide Şadan Karluk,
§ 59).
55. The procedural
obligations incumbent on the State in the context of environmental issues have
been previously laid down in various judgments rendered by the Court.
Accordingly, it is undoubted that in order to avoid or minimise any possible
adverse environmental impacts, the interests of the parties involved in the
given process must be assessed meticulously, and to make such a sound
assessment, the relevant parties must be enabled to effectively participate in
the process (see Mehmet Kurt §§ 61-66; Ahmet İsmail Onat, §
79-81; Fevzi Kayacan (2), §§ 56-61; and Hüseyin Tunç Karlık and
Zahide Şadan Karluk, §§ 64, 65).
56. On the other hand, as
regards the substantive obligations, what is important is whether the public
authorities have taken the necessary steps so as to secure the effective
protection of the right to respect for private and family life. In this sense,
it must be assessed whether a fair balance was struck between the competing
interests within the meaning of the impugned environmental impact. In this
regard, given the wide margin of appreciation exercised by the public
authorities in this respect, the Constitutional Court’s duty is not, within the
context of environmental issues, to determine how the environmental nuisance
would be terminated or how its impacts would be reduced. Nevertheless, the
Court is to assess whether the public authorities, notably the judicial
authorities, have handled the issue with due diligence and have taken into
consideration all relevant interests (see Mehmet Kurt § 78; Ahmet İsmail Onat, §
87; Fevzi Kayacan (2), §§ 66, 67; and Hüseyin Tunç Karlık and Zahide
Şadan Karluk, §§ 70, 71).
57. The State has not only a
duty to establish a protective legislation which secures a healthy environment
within the meaning of the right to respect for individuals’ private and family
life under Article 20 of the Constitution but also an obligation to supervise
and perform factual acts and to take measures protecting the environment. In
this sense, the State is to take the necessary measures so as to prevent the
pollution as well as to preserve and develop the natural environment. Besides,
the public authorities are afforded a wide margin of appreciation in
determining which measures are to be taken and how they would be applied.
ii. Application of Principles
to the Present Case
58. It was found established
by the inferior courts at the end of the proceedings that the disposal of the
sewage to the stream without any treatment by the municipality gave rise to
water pollution; and that certain measures should have been taken so as to
prevent this pollution. Besides, the Governor’s Office also reached the same
conclusion at the end of the inspections it had carried out. Therefore, both
the administration and the judicial authorities determined that the stream
running along the applicants’ village had been polluted.
59. In the present case, the
obligation not to dispose the untreated sewage to the stream in a way that
might cause adverse effects on the individuals’ health within the scope of the
right to respect for private and family life safeguarded by Article 20 of the
Constitution is explicitly at stake. It is within the public authorities’
discretion to determine the way in which this obligation is fulfilled and the
measures needed to be taken to that end. However, it is requisite to apply such
measures through a speedy, reasonable and appropriate means with a view to
giving rise to no violation of the relevant right.
60. In this context, by
Provisional Article 4, added to Law no. 2872 through Law no. 5491, the
municipalities are entrusted with the duty to establish sewage treatment
facilities. By its Circular of 23 June 2006, the Ministry of Environment and
Urbanisation also envisaged that the municipalities of the cities with the population
of between 2.000 and 10.000 would submit their work termination plans until 13
May 2007 and would put the facility into operation within 10 years. Besides,
Article 43 of the Water Pollution Control Regulation sets forth that the
administration is liable to dispose of the collected wastewater within the
scope of the principles specified therein, and the municipalities failing to
fulfil these obligations shall be subject to certain sanctions. Given the needs
underlying the above-mentioned legal and administrative arrangements as well as
the grounds and purposes thereof, it has been observed that the failure to
establish a sewage treatment facility is not specific to the present case but
constitutes a common structural environmental problem across the country.
61. The Court has observed
that the public authorities have been taking the necessary measures so as to
prevent water pollution across the country, as required by the State’s positive
obligations. As a matter of fact, the legislator has introduced a statutory
arrangement on this matter, and the relevant administration has put this
arrangement into operation. As regards the present case, it has been observed
that the relevant municipality submitted its work termination plan concerning
the treatment facility to the Governor’s Office within the prescribed statutory
period.
62. Moreover, as in the
present case, it is clear that the treatment facility deemed necessary to
prevent environmental pollution involves a certain cost and can be established
within the scope of a planning. Indeed, in the relevant statutory arrangement,
the periods for putting the treatment facilities into operation are determined in
consideration of the populations of the relevant settlements regard being had
to the limited financial resources of the relatively small municipalities. In
this sense, these periods are prescribed as 3 years for the municipalities of
the cities with population of over 100.000 and as 10 years for the
municipalities of the cities with population of 2.000 and 10.000. The Court
acknowledges that the public authorities have a wide margin of appreciation
with respect to the measures to be taken and acts to be performed accordingly.
63. The start of the implementation
of these statutory and administrative measures taken with respect to the sewage
treatment is of great importance for the resolution of this structural
environmental issue. Also in the present case, it has been observed that a
significant step has been taken to prevent the water pollution, and in case of
the establishment of a treatment facility as envisaged, the impugned
significant environmental problem having effects on the applicants’ private and
family lives would be undoubtedly resolved.
64. However, the likelihood
of implementation of certain measures in future is not capable of removing the
applicants’ victim status given the particular circumstances of the present
case. In order to remove their victim status, it is required that the reasons
giving rise to the violation of the right in question be eliminated; and that
the non-pecuniary damages sustained by the applicants be redressed in
consideration of the period that has elapsed during the impugned violation.
65. As also mentioned above,
in the present case, the disposal of the sewage to the stream, without being
subject to any treatment -of which the applicants complained- resulted from a
public deed and constituted a clear interference leading to the violation of
the applicants’ right to respect for private and family life. In 2006, the
Governor’s Office found established the impugned environmental pollution, and
the date specified in the work termination plan, issued by the municipality
with respect to the wastewater treatment facility to avoid the pollution, was
11 October 2012. Besides, the period of 10 years envisaged, for the
establishment of wastewater treatment facility, in the statutory arrangement
introduced by the legislator in Law no. 2872 in 2006, as well as in the
Circular of the relevant ministry in the same year, also expired. However, the
incumbent inferior courts found established, at the end of the action for
compensation concluded in 2014, that the treatment facility that would prevent
the impugned environmental pollution had not been established yet. It has been
observed that according to the “Environmental Status Report” issued by the
administration in 2017, the facility had not been commissioned yet despite the
period that elapsed.
66. On the other hand, in the
present case, the inferior courts noted that the applicants failed to prove any
pecuniary damage they had sustained on account of the impugned interference and
also dismissed their claims for non-pecuniary compensation. It appears that the
reasoning parts of these decisions are mainly based on the construction of the
treatment facility that would be completed in future. However, affording
redress for the non-pecuniary damages sustained by the applicants due to the
violation of their right to respect for private and family life would not only
lessen the burden incurred by them due to the breach of their constitutional
rights but also is important for producing the necessary deterrent effect to
prevent future violations. Therefore, given the expiry of the period prescribed
in the work termination plan and the failure to eliminate the impugned
environmental nuisance pending the compensatory proceedings, merely the
establishment of treatment facility in future cannot be deemed sufficient for
the redress of the non-pecuniary damages that have been already or are still
sustained by the applicants whose constitutional rights were violated.
Accordingly, as the environmental nuisance was caused by the public authorities
in the present case, the inferior courts’ decisions, which did not provide any
reasonable explanation as to why it was not necessary to redress the
non-pecuniary damages sustained by the applicants due to the infringement of
their constitutional rights, cannot be considered as relevant and sufficient.
67. In the light of these
findings, it has been concluded that the public authorities failed to fulfil
their positive obligations with respect to the right to respect for the
applicants’ private and family life.
68. For these reasons, the
Court found a violation of the right to respect for private and family life
safeguarded by Article 20 of the Constitution.
Mr. Burhan ÜSTÜN, Mr. Serdar
ÖZGÜLDÜR, Mr. Serruh KALELİ, Mr. M. Emin KUZ, Mr. Kadir ÖZKAYA and Mr. Recai
AKYEL did not agree with this conclusion.
c. Application of Article 50 of
Code no. 6216
69. Article 50 §§ 1 and 2 of
the Code no. 6216 on Establishment and Rules of Procedures of the
Constitutional Court, dated 30 March 2011, reads as follows:
“(1) At the end of the examination of the
merits it is decided either the right of the applicant has been violated or
not. In cases where a decision of violation has been made what is required for
the resolution of the violation and the consequences thereof shall be ruled...
(2) If the determined violation arises out of
a court decision, the file shall be sent to the relevant court for holding the
retrial in order for the violation and the consequences thereof to be removed.
In cases where there is no legal interest in holding the retrial, the
compensation may be adjudged in favour of the applicant or the remedy of filing
a case before the general courts may be shown. The court which is responsible
for holding the retrial shall deliver a decision over the file, if possible, in
a way that will remove the violation and the consequences thereof that the
Constitutional Court has explained in its decision of violation.”
70. Bekir Erdagöz, testator
of the applicants Memet Erdagöz and Belgüzar Çimendağ, claimed both pecuniary
and non-pecuniary compensation in the application form but did not specify any
amount.
71. In the present case, as
regards the individual applications lodged by Memet Erdagöz and Belgüzar
Çimendağ, the Court found a violation of the right to respect for private and
family life safeguarded by Article 20 of the Constitution.
72. As there is a legal
interest in conducting a retrial to redress the consequences of the violation
of these two applicants’ right to respect for private and family life, a copy of
the judgment must be sent to the 1st Chamber of the Erzurum
Administrative Court for a retrial.
73. As the order to send the
judgment to the relevant court in order to conduct a re-trial would constitute
sufficient just satisfaction for the non-pecuniary damages suffered by the
applicants, their claims for compensation must be dismissed.
74. The court fee of TRY 206.10, which is
calculated over the documents in the case file, must be reimbursed jointly to
the applicants Memet Erdagöz and Belgüzar Çimendağ.
VI. JUDGMENT
For these reasons, the
Constitutional Court held on 1 February 2018:
A. UNANIMOUSLY that the individual
application lodged by the applicant Binali Özkaradeniz be STRUCK out of the
list;
B. By MAJORITY and by
dissenting opinion of Mr. Burhan ÜSTÜN, Mr. Serdar ÖZGÜLDÜR, Mr. M. Emin KUZ, Mr. Kadir
ÖZKAYA and Mr. Recai AKYEL, that the individual applications lodged by the
applicants Memet Erdagöz and Belgüzar Çimendağ be DECLARED ADMISSIBLE;
C. By MAJORITY and by
dissenting opinion of Mr. Burhan ÜSTÜN, Mr. Serdar ÖZGÜLDÜR, Mr. Serruh KALELİ, Mr. M.
Emin KUZ, Mr. Kadir ÖZKAYA and Mr. Recai AKYEL, that the right to respect for
private and family life safeguarded by Article 20 of the Constitution was VIOLATED;
D. That a copy of the
judgment be SENT to the 1st Chamber of the Erzurum Administrative
Court for a retrial in order to redress the consequences of the violation of
the right to
respect for private and family life (E. 2010/121, K.2011/28);
E. That the applicants’
claims for compensation be DISMISSED;
F. That the court fee of TRY
206.10 be REIMBURSED JOINTLY to the applicants Memet Erdagöz and Belgüzar
Çimendağ; and the court expenses incurred by Binali Özkaradeniz be COVERED by
him;
G. That the payments be made
within four months as from the date when the applicant applies to the Ministry
of Finance following the notification of the judgment; In case of any default
in payment, legal INTEREST ACCRUE for the period elapsing from the expiry of
four-month time-limit to the payment date;
H. That a copy of the
judgment be SENT to the Ministry of Justice.
DISSENTING OPINION OF
JUSTICES BURHAN ÜSTÜN, SERDAR ÖZGÜLDÜR, KADİR ÖZKAYA AND RECAİ AKYEL
The subject-matter of the
individual application lodged by the two applicants is the alleged violation of
Article 17 of the Constitution due to the dismissal of the actions for
compensation that they had brought as one of the applicants suffered from
hepatitis B while some animals of the other applicant died as a result of the
disposal of their village’s sewage, without being subject to any treatment by
the relevant municipality, to a stream running along the village.
The examination of the
decisions issued by the 1st and 2nd Chambers of the
Erzurum Administrative Court clearly reveals that there is no certainty as to
the transmission of Hepatitis-B virus from the stream water; that the
allegation that the applicant’s animals died on account of the same reason was
not proven (the applicant even failed to prove that the animals were in his
possession); and that therefore, the alleged fault attributed to the
administration could not be substantiated.
Besides, it has been
observed that as of the date when the individual application was lodged (31
October 2014), the period of 10 years envisaged for the relevant municipality
to complete the treatment facility had not been expired yet. Therefore, it is
not possible to attribute any fault to the administration also in this respect.
Moreover, regard being had to Articles 65 and 166 of the Constitution, as the
construction of treatment facilities of tens of thousands of settlements in the
country would take a very long period and require financial resource,
attributing fault to a small municipality merely on account thereof is devoid
of a constitutional basis. As a matter of fact, both administrative courts (the
Council of State upholding these decisions, as well) explained with a
well-detailed reasoning that the administration had not had any fault or strict
liability and accordingly dismissed the applicants’ claims for pecuniary and non-pecuniary
compensation.
These claims, which could
not be substantiated and in respect of which no damage could be proven, amounted
by their very nature to “actio popularis”. Given the possibility that
the cases to be filed, by those residing in settlements with no or insufficient
electricity, water, sewage network, road, health-care and education facilities,
merely for such reasons may entail violations of several rights, as in the
present case, it is impossible for the State to discharge this burden. As a
matter of fact, the interpretation made through any examination under the right
to a healthy environment alone without taking into consideration the other
rights and by ignoring the State’s financial means would not be right and
reasonable.
The majority of the Court has
considered that the alleged violation of the applicants’ right to protect and
improve their corporeal and spiritual existence was inadmissible for being
manifestly ill-founded. However, we disagree with the majority finding a violation
of the relevant constitutional right in the present case.
DISSENTING OPINION OF JUSTICE
SERRUH KALELİ
In the present case where the applicant
was residing in the Porsuklu village, Susuz district of Kars, an action was
brought by the applicants for the prevention of water pollution after it had
been revealed that the district sewage was disposed to the Susuz stream running
along the village. The incumbent court found established that the relevant municipality
had the responsibility to prevent such pollution but failed to take the
necessary steps as required by the work termination plan it had issued in 2007
with respect to the wastewater treatment facility in accordance with the
Ministry’s circular. The court found a gross neglect of duty on the part of the
municipality for having remained inactive. The other action brought against the
municipality, due to its failure to comply with the administrative decision,
whereby compensation was claimed for the damages sustained on account of the
impugned pollution was dismissed as the prescribed period 10 years for the
establishment of treatment facility had not been expired yet and there was no neglect
of duty attributable to the municipality which would entail liability to
compensate. The dismissal decision was ultimately upheld.
The applicants lodged an
individual application with the Court as they had suffered from diseases, the
environment had been put in danger and their right to a healthy environment had
been violated due to the water pollution in their village.
In the present case, the
Governor’s Office found established that the sewage was disposed to the stream
in the applicants’ village, which gave rise to pollution, and it is clear that
this act of public nature constituted an interference with the applicants’
family lives and their right to protect and improve the corporeal and spiritual
existence. The positive obligation incumbent on the State to effectively
protect and respect for these rights is considered to amount to a
constitutional safeguard. The application, which is not manifestly ill-founded,
must be declared ADMISSIBLE and examined on the merits.
The applicant, Binali
Özkaradeniz, maintained that the Susuz stream had been polluted and no step had
been taken to avoid this pollution; that he had been suffered from diseases;
that his damages had not been compensated for; and that his right to a healthy
environment had been violated. After his death in 2015, the application was
pursed by his heirs.
In the additional petition
submitted, the scope of the alleged violation raised by the testator was
extended, and it was maintained that there had been also violations of Article
13 of the European Convention on Human Rights (“the Convention”) as no
permission for investigation against the municipal officials had been granted, as
well as of the right to property for their being forced to leave their village.
No examination can be made
in respect of the extended allegations of the applicant’s heirs. The scope of
the examination is limited to the allegations raised by the applicant within
the prescribed period and their legal characterisation by the Court. Therefore,
the application would be examined under the safeguards inherent in the right to
respect for private and family life safeguarded by Article 20 of the
Constitution, which is embodied within the general framework of the right to
protect and improve the corporeal and spiritual existence enshrined in Article
17 of the Constitution, which corresponds to Article 8 of the Convention and entails
the legal interests of the applicants in the present case.
In the present case, it is
clearly incumbent on the State to prevent the disposal of the untreated sewage
to the stream running along the applicants’ village. In pursuance of this duty,
the municipalities were held liable to establish a treatment facility in 2006
by virtue of Law no. 5491, and such facilities were envisaged to be put into
operation within 10 years. This is undoubtedly a duty prescribed by the State
to eliminate or avoid an environmental problem in accordance with the
administrative principles, needs and resources.
It is also undoubted that
this duty could be performed within the scope of the planning introduced by the
State, and that the public authority is afforded a wide margin of appreciation
in this sense.
Although it cannot be said
that the damages sustained have been redressed by the fulfilment of the
constitutional safeguards, inherent in the rights alleged to have been
violated, through the measures applied by the State within a system and plan,
it is also undoubted that that the damage incurred and the liability to
compensate are to be covered by the public authorities as a positive obligation.
The subject-matter of the
present case is the dismissal of the applicants’ claims for compensation for
the redress of the damages allegedly sustained due to the non-execution of the
decision of the 2nd Chamber of the Erzurum Administrative Court, which
ordered the annulment of the implicit dismissal of their request for taking of
the necessary measures for the immediate prevention of water pollution.
In other words, the
applicants maintained that due to the non-execution of the annulment decision,
the water pollution increased; that animal health in the region was in danger; and
that cows, horses, sheep and several small cattle were destroyed. They
accordingly claimed compensation for the pecuniary and non-pecuniary damages they
had sustained. In the court’s decision, it was indicated that the pollution in
the Susuz stream fell within the scope of the termination plan introduced by
the legislator; that when the prescribed period was over and the facility was
established, the water pollution could be prevented; that if the judicial
decision ordering an intervention with the impugned water pollution was not
executed before the expiry of the prescribed period, the administration would
always face the risk of prosecution; and that in case of any damage resulting
from water pollution, the redress of the damage incurred must be ordered
pursuant to the principles of strict liability.
As a matter of fact, it has
been observed through the inquiry conducted into the complainant that there was
indeed no animal registered in his name; that the cause of death of the dead
animal (horse) was not the stream; and that the complainant did not submit any
information and document proving his damage. For these reasons, the applicant’s
claims for compensation were dismissed by the incumbent court.
Given the possibility that
the legal interest inherent in the rights such as the right to life and the
right to a healthy environment could not be subject to human intervention, a
high scrutiny and excessive delicacy are undoubtedly required in striking a
balance between the risk, potential danger and damage to be incurred by the
applicant and the public interest, thereby between the right interfered with
and the one afforded protection.
In the present case,
although the inactivity by the relevant municipality has amounted to a neglect
of duty, the applicants are to explain and substantiate the effects of the
alleged violation on the quality of their private life and family life, if any,
rather than the steps needed to taken accordingly. In the legal system, there
are means available for the redress of any damages resulting from de facto
and thereby proven violations.
Although the needs raised by
the applicants and the alleged violation of their right to a healthy life are
true given the impugned water pollution, the efforts undertaken by the State to
fulfil the duties incumbent on it cannot be ignored. Accordingly, the notion of
damage needs to be ascertained based on the balance to be struck between the
public intervention and the interests of the individual sustaining damage.
In the present case, the
claims for non-pecuniary compensation raised by the applicants through
individual application are to be substantiated as it was found established
through the court decision that neither their claims nor their pecuniary
damages had been founded.
It must be further explained
how the impugned act caused the applicants suffering and distress of
non-pecuniary nature despite the lack of an objective finding to the effect
that they had subjected to a severe and unbearable suffering or situation
having effect on their corporeal existence.
As the applicants, who
failed to explain the distress, suffering and psychological breakdown, did not
submit any explanations and documents which would clearly demonstrate and prove
the damage allegedly sustained by them, I do not agree with the Court’s
majority finding a violation of Article 20 of the Constitution.
DISSENTING OPINION OF JUSTICE
M. EMİN KUZ
The majority of the Court declared
admissible the individual application, lodged by the applicants upon the
dismissal of the action for compensation brought due to the disposal of sewage
to the stream without any treatment, and found a violation of the right to
respect for private and family life safeguarded by Article 20 of the
Constitution.
In the judgment, the
majority declared the application admissible on the grounds that the sewage had
been disposed to the stream running along the applicants’ village by the
municipality without any treatment process; that as also found established by
the official authorities, this disposal had had adverse effects on the
villagers; and that the impugned environmental nuisance constituted an
interference with the right safeguarded by Article 20 of the Constitution,
which attained the severity to require an examination under the said provision.
In the examination on the
merits of the case, the majority concluded that there had been a violation of
the right to respect for private and family life, by stating that the public
authorities had already started to take the necessary measures within the scope
of the positive obligations incumbent on the State to prevent the water
pollution; that a statutory arrangement had been introduced on the same matter;
that in the present case, the construction of the treatment facility had been started
within the prescribed statutory period; that however, the application of
certain measures would not remove the applicants’ victim status; and that to
remove their victim status, the reasons giving rise to the violation in
question were to be eliminated and the damages sustained by the applicants on
account thereof were to be redressed in consideration of the duration of the
violation found.
In the judgment, I agree
with the general assessments as to the “Admissibility” (§§ 47-50) and the
principles laid down in the examination on the “Merits” under the heading of
“General Principles”, with a reference to the previous judgments of the Court
(§§ 54-57). However, I consider that the majority’s conclusion declaring the
application admissible, the assessments on the merits under the heading of
“Application of Principles to the Present Case”, the finding of a violation
were not appropriate.
As also noted in the
judgment, the proceedings prior to the individual application consisted of two
stages, namely “the action for annulment” and “the action for compensation”. The
subject-matter of the individual application is the action for compensation
which was dismissed and became final in 2014.
In the decision issued at
the end of the action for compensation brought by the applicants seeking
compensation for the damages allegedly sustained due to the non-execution of
the decision issued at the end of the action for annulment, which was not subject-matter
of the present application.
In the judgment, the
majority of the Court indicated that “the damages sustained by the applicants
for this reason must be redressed” (§ 64); and that “… merely the establishment
of treatment facility in future cannot be deemed sufficient for the redress of
the non-pecuniary damages that have been already or are still sustained by the
applicants” and “… the inferior courts’ decisions, which did not provide any
reasonable explanation as to why it was not necessary to redress the
non-pecuniary damages sustained by the applicants due to the infringement of
their constitutional rights, cannot be considered as relevant and sufficient”
(§ 66). However, it has been observed that the action for compensation brought
by the first applicant, the testator of the applicants, was dismissed as the
damage allegedly sustained by the applicant could not be substantiated as also
noted above; and that the first instance decision, which was also upheld by the
Council of State, provided sufficient and relevant grounds to justify the
dismissal of the applicant’s claims for pecuniary and non-pecuniary
compensation by noting that the plaintiff failed to submit any information and
document to prove the damage allegedly sustained by him and that no conclusion
to prove the damage could be reached through the information and the documents
requested by the court from the administration as well as from the relevant
report. The majority’s acknowledgment that “the applicants sustained damage” on
which they relied in finding a violation does not have any basis other than the
abstract allegations specified in the application form.
In finding a violation, the
majority took into consideration the judgment rendered in the case of Dzemyuk
v. Ukraine where the European Court of Human Rights (“the ECHR”) examined
the environmental impacts of the impugned water pollution and found a violation
of Article 8 of the Convention due to the failure of the public authorities to
consider the environmental threats posed by the water pollution. However, this
case concerns an applicant who lives in a region where a graveyard and a
natural gas facility would be established (38 meters away from his house and
water-well) and who has no other water supply. In the present case, it has been
observed that the village where the applicants are living has other drinking
and utility water other than the stream in question.
As is known, certain
conditions are sought for the examination of the environmental issues under
Article 20 of the Constitution. In this sense, it is required that an impugned
environmental nuisance has a direct effect on the applicants’ private and
family life and such effect has attained a minimum level of severity; in other
words, the impugned pollution has attained a severe extent (see Mehmet Kurt [Plenary],
no. 2013/2552, 25 February 2016, § 58). The minimum level of severity necessitates
an independent examination in every concrete case within the scope of certain criteria
such as the intensity and duration of the nuisance, and its physical or mental
effects, general environmental context, as well as the proximity of the
applicant to the source of environmental pollution (see Mehmet Kurt, §
58).
It appears that also in the
ECHR’s case-law, in determining the level of gravity sought in order for the impugned
environmental impact to trigger the safeguards set out in Article 8, the
applicant is expected to provide concrete data revealing the level of impact
(see Mehmet Kurt, § 68).
The Constitutional Court also
acknowledges that in principle, the burden of proof rests upon the applicants
who must submit evidence in support of their allegations and provide
explanations as to the constitutional right that was allegedly violated (see Veli
Özdemir, no. 2013/276, 9 January 2014, § 19) and declares inadmissible the
applications failing to fulfil this condition for being manifestly ill-founded
due to an unsubstantiated complaint.
In the present case, I
consider that there was an interference as the stream run along the village but
the alleged damage could not be proven. In the previous judgments on the same
matter, the Court has sought the existence of a material damage so as to find a
violation, and it also required that the risk of damage must become concrete,
be substantiated with evidence and clearly comprehended. On the other hand, it
has been observed that the applicants failed to submit concrete information and
documents demonstrating the gravity of the effect for the assessment of the
minimum level of severity; and that the proximity between the polluted stream
and the village where they were living was not even indicated in the
application form, which could neither be inferred from the majority’s judgment.
I therefore consider that a violation was found in the present case, without
the above-mentioned conditions being satisfied.
For these reasons, I
disagree with the majority’s conclusion declaring the application admissible
and finding a violation as it should have been declared inadmissible for being
manifestly ill-founded due to the applicants’ failure to substantiate their
allegations.