On 11 June 2018, the First
Section of the Constitutional Court found no violation of the presumption of
innocence safeguarded
by Articles 36 and 38 of the Constitution in the individual application lodged
by Galip Şahin (no. 2015/6075).
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THE FACTS
[7-30] The applicant, serving as a
lieutenant colonel at the Turkish Naval Forces Command at the relevant time,
was questioned as a suspect within the scope of an investigation conducted by
the incumbent chief public prosecutor’s office into the alleged bid rigging
committed by a criminal organisation. On 5 August 2013, the applicant was
indicted before the relevant assize court for having aided a criminal
organisation knowingly and willingly without being involved in its hierarchical
structure, and accordingly, a criminal case was filed against him. The criminal
proceeding conducted against him is still pending.
Thereupon, the Turkish Naval
Forces Command also initiated an administrative investigation against him. In
the report issued at the end of this investigation, it was indicated that the
applicant had had a very close relation with one of the members of this
criminal organisation so as to gain several profits. At the end of the
administrative investigation, the applicant was dismissed from his office on 13
March 2014.
On 6 May 2014, he filed an
action for annulment of his dismissal before the Supreme Military
Administrative Court which unanimously dismissed the action, finding the applicant’s
dismissal by the defendant administration lawful. The decision was served on
the applicant on 16 March 2015. He did not file a request for rectification of
this decision. On 7 April 2015, he lodged an individual application.
V. EXAMINATION AND GROUNDS
31. The Constitutional Court,
at its session of 11 June 2018, examined the application and decided as
follows:
A. The Applicant’s
Allegations
32. The applicant firstly
reminded that the criminal proceeding against him was still pending and
complained that in spite of being charged with no concrete act with respect to
the offences that had been, as specified in the bill of indictment, committed
by a criminal organisation, he was subjected to a punitive action by the
administration acknowledging that the imputed acts had been committed, without
even taking his defence submissions. He maintained that the presumption of
innocence had been violated on the ground that in its decision concerning the
applicant’s request for annulment of his dismissal from the Turkish Armed
Forces (“the TAF”), the incumbent court found the acts and charges against him,
which were imputed subjectively by the administration to him, established and
made assessments as if the allegations had been proven to be true.
B. The Court’s Assessment
33. Article 36 § 1 of the
Constitution reads as follows:
“Everyone has the right of litigation either as plaintiff
or defendant and the right to a fair trial before the courts through legitimate
means and procedures.”
34. Article 38 § 4 of the
Constitution reads as follows:
“No one shall be considered guilty until
proven guilty in a court of law.”
1. Admissibility
35. Pursuant to Article 148 §
3 of the Constitution and Article 45 § 1 of the Code no. 6216 on the
Establishment and Rules of Procedures of the Constitutional Court, which is
dated 30 October 2011, the Constitutional Court may examine an individual application
on its merits only when the right alleged to be violated by a public authority
is safeguarded by the Constitution as well as it falls into the scope of the
Convention and its additional protocols to which Turkey is a party. In other
words, it is not possible for an application involving an alleged violation of
a right which is outside the common protection realm of the Constitution and
Convention to be declared admissible (see Onurhan Solmaz, no. 2012/1049,
26 March 2013, § 18).
36. The right to a fair trial
is safeguarded in Article 36 § 1 of the Constitution. In the legislative
intention of Article 14 of Law no. 4709 and dated 3 October 2001, whereby the
notion of “the right to a fair trial” was added to Article 36 § 1 of the
Constitution, it is indicated that “the right to a fair trial, which is also
safeguarded by the international conventions to which the Republic of Turkey is
a party, has been incorporated into the provision”. It is thereby
understood that the purpose of adding this notion to Article 36 of the
Constitution is to safeguard the right to a fair trial which is enshrined in the
European Convention on Human Rights (“the Convention”) (see Yaşar Çoban [Plenary],
no. 2014/6673, 25 July 2017, § 54). In this regard, in determining the scope
and context of the right to a fair trial safeguarded by the Constitution,
Article 6 of the Convention titled “Right to a fair trial” must be taken
into consideration (see Onurhan Solmaz, § 22).
37. Article 6 § 2 of the
Convention provides for that everyone charged with a criminal offence shall be
presumed innocent until proven guilty according to law. In this sense, the
presumption of innocence is an element inherent in the right to a fair trial
safeguarded by Article 36 of the Constitution. It is also enshrined in Article
38 § 4 of the Constitution where it is set forth that no one shall be
considered guilty until proven guilty in a court of law.
38. The protection afforded
by the presumption of innocence, an element inherent in the right to a fair
trial, has two aspects, as also noted in the judgments rendered by the European
Court of Human Rights (“the ECHR”).
39. The first aspect of such
protection relates to the period to elapse until the conclusion of the criminal
proceedings conducted against a person, that is to say, the period during which
the person is charged with a criminal offence (under a criminal charge). It restrains
premature explanations as to the suspect’s guilt and acts until a decision is
given. The scope of this aspect of the protection is not limited merely to the
court conducting the criminal trial. The protection also entails that all other
administrative and judicial authorities abstain from implying, or making
explanation as to, the suspect’s guilt until proven otherwise according to law.
Therefore, the presumption of innocence may be violated not only within the
scope of the criminal proceedings but also during the civil process and
proceedings (such as administrative, civil and disciplinary) conducted
simultaneously with the criminal proceedings.
40. The second aspect of the
protection comes into play when the suspect has been acquitted of a criminal
charge and protects him against any doubt on his innocence due to this criminal
charge during the subsequent proceedings, as well as against any treatment by
public authorities that would give the impression before the public that he is
guilty.
41. Upon the determination of
the scope of the protections afforded by the presumption of innocence, it must
be then ascertained whether these protections are applicable to a given case,
which is important for deciding on the applicability of Article 36 of the
Constitution to the given case and thereby the admissibility of the
application.
42. In the present case, the
criminal and disciplinary proceedings against the applicant were conducted
simultaneously; however, the administrative action filed by him for the
revocation of the disciplinary sanction was concluded pending the outcome of
the criminal proceedings. The applicant’s complaint that the presumption of
innocence was violated in the administrative action filed for the annulment of
his dismissal from the TAF concerns the manner how the incumbent court handled
the case as well as the expressions used in the reasoned decision. Therefore, the
first aspect of the protection afforded by the presumption of innocence is in
play in the present case where the expressions used by the administration
imposing the disciplinary sanction on the applicant pending the criminal
proceedings and by the judicial body reviewing the lawfulness of this sanction were
complained of. It has been accordingly concluded that the protection afforded
by the presumption of innocence, that is to say, Article 36 of the Constitution
was applicable to the present case. In this sense, it appears that the applicant’s
allegations fell within the joint protection realm of the Constitution and the
Convention; and that the application was compatible ratione materiae with
the provisions of the Constitution and the Convention.
43. The Court accordingly declared
the alleged violation of the presumption of innocence admissible for not being
manifestly ill-founded and there being no other grounds for its
inadmissibility.
2. Merits
a. General Principles
44. The presumption of
innocence, which is a requisite of the principle of the rule of law, entails
that a person who is under a criminal charge be presumed innocent until proven
guilty through a final decision issued at the end of a fair trial (see the Court’s
judgment no. E.2013/133, K.2013/169, 26 December 2013). This presumption
guarantees that a person cannot be presumed guilty without a finalised judicial
decision which has found established his having committed of the imputed
offence. Besides, no one can be declared guilty of an offence and treated as a
criminal by judicial and public authorities until he is found guilty by a court
(see Kürşat Eyol, no. 2012/665, 13 June 2013, § 26).
45. As is known,
criminal-procedure law and disciplinary law are the disciplines governed by
different rules and principles. Disciplinary law is a field of law which aims
at maintaining internal order of the institutions and which, to that end,
regulates the sanctions to be imposed due to the acts performed by public
officers in breach of the legislation, working procedure and requirements of
the service, as well as the principles and procedures as to the application of
these sanctions. In certain cases, the act of the public officer may fall into
the scope of criminal law and involve liability also in terms of disciplinary
law (in the same vein, see Özcan Pektaş, no. 2013/6879, 2 December 2015,
§ 25; and Kürşat Eyol, § 30). In this respect, it should be noted that
in such a case, the presumption of innocence safeguarded by the Constitution
does not preclude the conduct of both criminal and disciplinary proceedings
against the relevant person on account of his act; nor does it pose an obstacle
to the simultaneous conduct of these two proceedings.
46. On the other hand, the
decision rendered at the end of the criminal proceedings by the criminal court,
other than the one acquitting the relevant person of the imputed offence, is
not directly binding for the disciplinary authorities. However, even if the
person has been released from criminal liability, there is no obstacle to
establishing any other kind of liability in respect of him on the basis of a
more lenient burden of proof (in the same vein, see Özcan Pektaş, § 25;
and Kürşat Eyol, § 30).
47. In the disciplinary
investigations and proceedings conducted simultaneously with the criminal
proceedings, in other words, conducted during the period when the relevant
person is under a criminal charge and no decision has not been rendered yet in
respect of him by the criminal tribunals, what is important in terms of the
presumption of innocence is to ensure that the public authorities abstain from
imputing criminal liability to the person concerned due to the reasons
specified, or language used, in the actions or decisions taken by them as well
as from acting in a way that would cause doubt as to the innocence of the
person who has not found guilty yet by the criminal courts.
48. However, it is possible
for the other public (administrative/judicial) authorities to separately assess
the material facts, which have been subject-matter of the criminal proceedings,
within the framework of the principles of disciplinary law and to take an
action/decision in line with the conclusion reached at the end of this
assessment. In this regard, the reliance on any evidence obtained during the
criminal proceedings or referral to the criminal proceedings in the course of
the disciplinary actions and proceedings does not per se constitute a
breach of the guarantees afforded by the presumption of innocence. However, in
cases where the judicial and administrative authorities declare the person as guilty,
exceeding the limits of their competence, or make certain inferences in this respect
may lead to the violation of the presumption of innocence. In assessing whether
the guarantees inherent in the presumption of innocence have been fulfilled,
the reasoning of the decision in question must be considered as a whole.
b. Application of Principles
to the Present Case
49. In the present case, it
has been observed that the criminal and disciplinary processes against the
applicant were conducted simultaneously; however, the administrative action
filed against the disciplinary sanction imposed on him was concluded pending
the outcome of the criminal proceedings; that his criminal case is still
pending, in other words, the applicant’s guilt has not been found established yet
by a court decision. In this regard, it must be ascertained whether the grounds
specified, or the language used, by the public authorities in the decisions
rendered during the disciplinary investigation and prosecution have casted
doubt on the innocence of the applicant, who has not found guilty yet by
a criminal court.
50. In the present case, a
piece of evidence (audio files obtained from tape records) obtained during the
criminal investigation was relied on both in the report of the Administrative
Inquiry Commission, which was issued in the course of the applicant’s dismissal
from the TAF, and in the reasoned decision issued by the court which conducted
the judicial review of the administrative act. It should be primarily reminded
that pursuant to the above-cited general principles, this situation does not per
se lead to the violation of the presumption of innocence.
51. It has been observed that
the public authorities that examined the disciplinary process as well as the
data available on the tape records, which were obtained during the criminal
investigation, in the course of the administrative proceedings reached the
conclusion on the basis of a more lenient burden of proof that the applicant’s
acts and conducts were, in moral terms, of the nature that would impair the
TAF’s dignity and would not be compatible with the requirements of the military
service.
52. It appears that the
decisions -where the above-mentioned conclusion was reached- in essence involve
findings and assessments as to the applicant’s relation with a person, whom he
got acquainted with due to his profession and who engaged in professional
relationship with the applicant’s institution and was responsible for
supervising his activities, based on mutual interest, as well as to the immoral
nature/content of these interests. It should be underlined that the expression “his
acts that have been found established”, which is included in the court’s
decision, is also used in this context. The decisions in question do not
apparently involve any comment or consideration as to the question whether the
acts imputed to the applicant, which were dealt with in terms of merely
disciplinary law, would be classified within the scope of criminal law as the
offence of “membership of a criminal organisation/aiding knowingly and
willingly to a criminal organisation”. In other words, it has been observed
that in these decisions, there are no inference as to the applicant’s having
committed of the imputed acts and his guilt in the criminal proceedings;
and that the expressions used in the impugned decisions, due to the language
used or their contexts, did not point to the imputed offence or its commission within
the meaning of criminal law.
53. In the light of these
findings, it has been concluded that the public authorities did not exceed the
limits of the powers conferred upon them within the scope of the disciplinary
investigation and proceedings to the extent that would infringe the right to be
presumed innocent during the criminal proceeding which was simultaneously
conducted against the applicant.
54. It has been accordingly
observed that the language used and the reasoning relied on both in the
disciplinary and the administrative proceedings did not constitute a breach of
the presumption of innocence.
55. For these reasons, the Court
found no violation of the presumption of innocence safeguarded by Articles 36
and 38 of the Constitution.
VI. JUDGMENT
For these reasons, the
Constitutional Court UNANIMOUSLY held on 11 June 2018 that
A. The alleged violation of
the presumption of innocence be DECLARED ADMISSIBLE;
B. The presumption of
innocence safeguarded by Articles 36 and 38 of the Constitution was NOT
VIOLATED;
C. The court expenses be
COVERED by the applicant;
D. A copy of the judgment be
SENT to the Ministry of Justice.